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SEC Announces $97 Million Enforcement Action Against TIAA Subsidiary For Violations In Retirement Rollover Recommendations - SEC And N.Y. Attorney General Secure Significant Relief For Investors And Reforms At TIAA

Date 13/07/2021

The Securities and Exchange Commission today announced that TIAA-CREF Individual & Institutional Services LLC (TC Services), a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), will pay $97 million to settle charges of inaccurate and misleading statements and a failure to adequately disclose conflicts of interest to thousands of participants in TIAA record-kept employer-sponsored retirement plans (ESPs).
Finansinspektionen: Updated Pillar 2 Method For Assessing Flowback Risk Associated With Securitisation

Date 13/07/2021

FI has updated its method for assessing flowback risks associated with securitisation for individual banks. The aim is to decide, where applicable, on an additional own funds requirement under Pillar 2 for flowback risks associated with securitisation. This enables us to safeguard that a bank is sufficiently covering the flowback risks to which it is exposed.
Moscow Exchange Risk Parameters Change On Securities Market

Date 13/07/2021

CCP NCC is changing risk parameters on Securities market starting from July 16, 2021.
Bison Trails Supports Participation in Provenance Multibillion-Dollar Blockchain

Date 13/07/2021

Bison Trails (https://bisontrails.co/), the leading blockchain infrastructure platform-as-a-service company, announced today that it is working with Provenance to enable secure participation in its public proof of stake network that enables traditional financial institutions to offer blockchain services.
Bank Of England: Response To The Remit For The Financial Policy Committee - July 2021

Date 13/07/2021

Letter from the Governor to the Chancellor

FSB Identifies Preliminary Lessons For Financial Stability From The COVID-19 Experience

Date 13/07/2021

The Financial Stability Board (FSB) today published its Interim Report on the Lessons Learnt from the COVID-19 Pandemic from a Financial Stability Perspective. The report identifies preliminary lessons for financial stability and aspects of the functioning of the G20 financial reforms that may warrant attention at the international level.
Liquidnet Announces Strategic New Hire To Support The Growth Of Its Institutional Client Service Model - Anthony Victor Is Tapped To Expand Liquidnet’s Execution & Quantitative Services Group, Drawing On A 15+ Year Track Record In Launching And Growing Electronic Trading Businesses

Date 13/07/2021

Liquidnet, the global institutional investment network, today announced the appointment of Anthony Victor as Senior Execution Consultant in the Americas. This senior hire comes as Liquidnet continues to invest in its client service model in the region, designed to provide best-in-class execution consulting.
Trackinsight Global ETF Survey 2021 - Mid-Year Update Reveals Mixed Fortunes For Vanguard

Date 13/07/2021

Trackinsight, the first global ETF analysis platform, has released the latest update to its 2021 Global ETF Survey, revealing key global trends for the first quarter of the year.
ESMA Consults On EMIR Reporting Guidelines

Date 13/07/2021

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has today launched a public consultation on its draft Guidelines for derivatives reporting under EMIR.
Tehran Stock Exchange Bulletin - June 2021

Date 13/07/2021

Click here to download Tehran Stock Exchange's monthly bulletin.