News Centre

ASIC: RI Advice To Pay $6 Million Penalty, John Doyle To Pay $80,000 Penalty: Royal Commission Case Study

Date 03/02/2022

The Federal Court has ordered RI Advice Group Pty Ltd to pay a $6 million penalty for failing to take reasonable steps to ensure that its authorised representative, John Doyle, provided appropriate financial advice, acted in his clients’ best interests and put clients’ interests ahead of his own.

Monetary Authority Of Singapore And China Securities Regulatory Commission Advance Regulatory Collaboration And Capital Markets Connectivity At The 6th Bilateral Roundtable

Date 03/02/2022

The Monetary Authority of Singapore (MAS) and the China Securities Regulatory Commission (CSRC) exchanged information to advance cooperation in capital markets supervision and connectivity at the 6th MAS-CSRC Supervisory Roundtable last week. Both sides discussed the implementation of the capital markets collaboration initiatives announced at the recent 17th Joint Council for Bilateral Cooperation  between Singapore and China held in December 2021.        

ASIC Quarterly Update October To December 2021

Date 03/02/2022

ASIC has released its quarterly update for 1 October to 31 December 2021 (REP 717).

Borsa Istanbul: Uptick Rule Will Be Applied In The Session Dated 03 February 2022 In The Equity Market

Date 03/02/2022

It has been decided that the up-tick rule in short selling transactions to be valid for one day during the session dated 03 February 2022. Please click for the related Announcement.

NZX Full Year 2021 Shareholder & NZ RegCo Qrtly Metrics

Date 03/02/2022

Nasdaq January 2022 Volumes

Date 02/02/2022

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for January 2022 on its investor relations website. A data sheet showing the monthly volumes and quarterly capture rates can be found at: http://ir.nasdaq.com/financials/volume-statistics.

Coinbase Announces Date Of Fourth Quarter And Full Year 2021 Financial Results

Date 02/02/2022

Coinbase Global, Inc. (the “Company” or “Coinbase”) announced today that it will publish its fourth quarter and full year 2021 shareholder letter, including financial results, on its Investor Relations website at investor.coinbase.com on Thursday, February 24, 2022 at approximately 1:00 p.m. PT. The Company will hold a question and answer session to discuss its financial results at 2:30 p.m. PT that same day.

CFTC Financial Data For Futures Commission Merchants Update

Date 02/02/2022

The latest reports for December 2021 are now available.

Canadian Benchmark Reform – The Road Ahead - February 2, 2022, Opening Remarks, Scott O’Malia, CEO, ISDA

Date 02/02/2022

Hello everyone, and welcome to our virtual event on Canadian benchmark reform. I’d like to take this opportunity to thank Bank of Canada for supporting and helping to organize this session. At ISDA, we’re committed to raising awareness of benchmark transition globally, and events like these are a critical part of that effort.

Nadex Product Schedule For The Japan Holiday On February 11, 2022

Date 02/02/2022

Due to the Japan holiday on Friday, February 11, 2022, the Japan 225 contracts will have a modified trading schedule.