FTSE Mondo Visione Exchanges Index:
News Centre
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ASIC Issues 2023-24 Update On Licensing And Professional Registration Activities
Date 11/10/2024
ASIC has provided an update on its licensing and professional registration activities to assist current and prospective Australian financial services (AFS), and credit licensees understand the licensing regime.
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Shanghai Stock Exchange: CSI 100 Index To Be Renamed As CSI A100 Index To Enrich The Broad-Based Index System
Date 11/10/2024
China Securities Index Co., Ltd. (CSI) plans to change the full name and abbreviation of the CSI 100 Index into the "CSI A100 Index" and "CSI A100" respectively on October 28, 2024.
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Shanghai Stock Exchange And Shenzhen Stock Exchange: 2024 Stock Exchange International Workshop (2024 SEIW) Successfully Held
Date 11/10/2024
From October 9 to 11, the “2024 Stock Exchange International Workshop (2024 SEIW)” was successfully held online. The 3-day event was hosted by Shanghai International Centre for Communication and Cooperation between Exchanges (SICCCE) with the support from Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange (SZSE).
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Montréal Exchange Interest Rate Derivative Trading Ceases At 13:30 Today, October 11, 2024 - Exchange's Markets Closed On October 14, 2024
Date 11/10/2024
Interest rate derivative trading will cease at 1:30 p.m. today, October 11, 2024. Furthermore, the Exchange's markets will be closed on October 14, 2024.
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Ontario Securities Commission Consults On Improving Retail Investor Access To Long-Term Asset Investments
Date 10/10/2024
The Ontario Securities Commission (OSC) today published a consultation paper aimed at improving retail investor access to illiquid investments through a framework proposal for a long-term asset investment fund product structure.
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MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options And MIAX Sapphire Options For Newly Listed Symbols Effective Friday, October 11, 2024
Date 10/10/2024
Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Friday, October 11, 2024.
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Office Hours With SEC Chair Gary Gensler: Fraud And Deception In Artificial Intelligence
Date 10/10/2024
In 1950, the famous mathematician Alan Turing asked, “Can machines think?” What does that mean for securities law, particularly the laws related to fraud and manipulation?
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CFTC Commissioner Pham To Keynote At FIX Americas Trading Conference 2024
Date 10/10/2024
WHAT:
Commissioner Caroline D. Pham will speak on a keynote fireside chat at FIX Trading Community’s Americas Trading Conference 2024.
WHEN:
Wednesday, October 16, 2024
11:00 a.m. (EDT)WHERE:
etc.venues
360 Madison Avenue
New York, NY 10017
Additional Information: Americas Trading Conference 2024 -
Ontario Securities Commission Seeks Applications For The Registrant Advisory Committee
Date 10/10/2024
The Ontario Securities Commission (OSC) is inviting applications for membership on its Registrant Advisory Committee (RAC or the Committee).
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FinCEN Assesses Record $1.3 Billion Penalty Against TD Bank
Date 10/10/2024
The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (FinCEN) assessed a record $1.3 billion penalty against TD Bank, N.A. and TD Bank USA, N.A. (collectively, TD Bank, or the Bank) for violations of the Bank Secrecy Act (BSA), the primary U.S. anti-money laundering (AML) law that safeguards the financial system from illicit use. TD Bank is among the largest banks in the United States.
