News Centre

Vienna Stock Exchange: Higher Free Float Factors For BAWAG, Erste Group And PORR, New Composition Of ATX Top Dividend

Date 07/12/2021

Wiener Börse today reviewed the calculation parameters for Austrian indices. For three companies a higher free float factor is announced, for the benchmark ATX Top Dividend a new composition. For BAWAG Group AG (ATX) the free float factor rises from 0.8 to 0.9 after US investor GoldenTree reduced its stake. For Erste Group Bank AG (ATX), the free float factor increases from 0.7 to 0.8 after the exit of the Spanish CaixaBank. For PORR AG (ATX Prime), the free float factor climbs from 0.4 to 0.5 as a result of the capital increase, in the course of which the syndicate was reduced. Thus, the mentioned companies’ index weighting will increase slightly. All changes will become effective on 20 December 2021. The next scheduled review of the ATX composition will take place in March 2022.

Moscow Exchange: Risk Parameters Change For The Security MRVL-RM - Update

Date 07/12/2021

As per the Securities market risk parameters methodology, on 07.12.2021, 20-55 (MSK) the upper bound of the price band (up to 7177) and initial margins (up to 27 %) for the security MRVL-RM were changed. New values are available here

Cboe Global Markets Announces Date Of Fourth-Quarter 2021 Earnings Release And Conference Call

Date 07/12/2021

Cboe Global Markets, Inc. (Cboe: CBOE), a leading provider of global market infrastructure and tradable products, today said it will announce its financial results for the fourth quarter of 2021 before the market opens on Friday, February 4, 2022. A conference call with remarks by the company's senior management will begin at 7:30 a.m. Central Time (CT), 8:30 a.m. Eastern Time (ET).

Moscow Exchange: Risk Parameters Change For The Securities NOW-RM And MKTX-RM

Date 07/12/2021

Please follow the links below to access the information:

Risk parameters change for the security NOW-RM
Risk parameters change for the security MKTX-RM

Resolution Report Marks 10 Years Since The Adoption Of The FSB’s Key Attributes Of Effective Resolution Regimes

Date 07/12/2021

The Financial Stability Board (FSB) today published its 2021 Resolution Report. This year’s report commemorates the tenth anniversary of the FSB Key Attributes of Effective Resolution Regimes for Financial Institutions (“Key Attributes”) and takes stock of progress made in implementing FSB resolution policies and enhancing resolvability across the banking, financial market infrastructure, and insurance sectors. It also sets out the FSB’s priorities in the resolution area going forward.

SEC Staff Statement On LIBOR Transition—Key Considerations For Market Participants - Staff Of The U.S. Securities And Exchange Commission

Date 07/12/2021

This statement is being issued to remind investment professionals of their obligations when recommending LIBOR-linked securities and to remind companies and issuers of asset-backed securities of their disclosure obligations related to the LIBOR transition. This statement follows previous staff statements addressing various aspects of the forthcoming LIBOR transition.

FINRA Appoints Bill St. Louis Executive Vice President Of National Cause And Financial Crimes Detection Program

Date 07/12/2021

FINRA announced today that it has appointed Bill St. Louis to Executive Vice President and Head of its National Cause and Financial Crimes Detection Program (NCFC). St. Louis, currently Senior Vice President and Firm Group Leader in FINRA’s Member Supervision department, will begin his new role on December 13 and report to Greg Ruppert, Executive Vice President and Head of Member Supervision. St. Louis will succeed Ruppert, who previously led the NCFC.

Finansinspektionen Analysis 35: Lender Significance For Repayment Problems And Debt At The Swedish Enforcement Authority

Date 07/12/2021

There are different types of lenders. They offer different types of loans, and their risk tolerance varies. The risk tolerance is evident in their business model, which consists in part of how they conduct their credit assessment. There are also different types of borrowers. Some want small loans, and others want big loans. Both the lender’s credit assessment and the borrower’s repayment capacity are often better for large loans. The small loans represent a large share of early repayment problems – reminders and collection notices. But the borrower can often pay back small loans before they are registered with the Swedish Enforcement Authority.

Moscow Exchange: Risk Parameters Change For The Security AZO-RM

Date 07/12/2021

As per the Securities market risk parameters methodology, on 07.12.2021, 19-19 (MSK) the upper bound of the price band (up to 153210) and initial margins (up to 17.5 %) for the security AZO-RM were changed. New values are available here

SEC Issues Whistleblower Nearly $5 Million Award

Date 07/12/2021

The Securities and Exchange Commission (SEC) today announced an award of nearly $5 million to a whistleblower who provided critical information and assistance that led to the success of a covered action. The whistleblower’s information helped the SEC to more quickly and efficiently bring an action that returned millions of dollars to harmed investors.