News Centre

Nasdaq Welcomed 743 IPOs And 35 Exchange Transfers In 2021

Date 17/12/2021

• Leading U.S. exchange by number of IPOs and proceeds raised for the third consecutive year
• Featured the largest IPO, switch, SPAC combo switch, spin, SPAC and direct listing
• 9 of the 10 largest U.S. based IPOs by proceeds raised listed on Nasdaq
• 7 of the 10 largest global IPOs by proceeds raised listed on Nasdaq
• 63% of all proceeds raised through IPOs listed on Nasdaq
• $360.4 billion in market value switched to Nasdaq

Moscow Exchange: Risk Parameters Change For The Security ORCL-RM

Date 17/12/2021

As per the Securities market risk parameters methodology, on 17.12.2021, 17-09 (MSK) the lower bound of the price band (up to 6793) and initial margins (up to 17.5 %) for the security ORCL-RM were changed. New values are available here

FSB: Call For Papers: Systemic Risks In Non-Bank Financial Intermediation (NBFI) And Policies To Address Them

Date 17/12/2021

The Financial Stability Board invites submissions of papers for a conference on systemic risks in non-bank financial intermediation (NBFI) and policies to address them.

FIA Statement On ESMA's Conclusions From Its Assessment Of Tier 2 CCPs

Date 17/12/2021

FIA President and CEO Walt Lukken today issued the following statement after ESMA published its conclusions from its assessment of the systemic importance of Tier 2 CCPs established in the UK.   

CFTC Orders JPMorgan To Pay $75 Million For Widespread Use By Employees Of Unapproved Communication Methods And Related Recordkeeping And Supervision Failures - JPMorgan Admits Employees Used Texts And WhatsApp on Personal Devices To Conduct Business

Date 17/12/2021

The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, and J.P. Morgan Securities plc (collectively, JPMorgan), for failing to maintain, preserve, and produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to its businesses as CFTC registrants.  JPMorgan admits the facts in the order and acknowledges that the conduct violated the Commodity Exchange Act (CEA) and regulations.

Moscow Exchange: Risk Parameters Change For The Security RU000A0JS6M0

Date 17/12/2021

As per the Securities market risk parameters methodology, on 17.12.2021, 16-27 (MSK) the lower bound of the price band (up to 76.23) and initial margins (up to 35 %) for the security RU000A0JS6M0 were changed. New values are available here

Glacier Bancorp, Inc. Completes Listing Transfer To The New York Stock Exchange

Date 17/12/2021

The New York Stock Exchange, part of Intercontinental Exchange, Inc. (NYSE: ICE), a leading global provider of data, technology and market infrastructure, announced that Glacier Bancorp, Inc. (NYSE: GBCI) has completed its listing transfer and will begin trading today as an NYSE-listed company.

ETFGI Reports Assets Invested In ESG, ETFs And ETPs Listed Globally Have Increased 84% Year To Date To A Record US$371 Billion At The End Of November 2021

Date 17/12/2021

ETFGI, a leading independent research and consultancy firm covering trends in the global ETFs/ETPs ecosystem, reported today that the assets invested in Environmental, Social, and Governance (ESG) ETFs and ETPs listed globally reach a record US$371 billion at the end of November.  ESG products gathered net inflows of US$16.63 billion during November, bringing year-to-date net inflows to US$146.84 billion which is much higher than the US$68.59 billion gathered at this point last year. Total assets invested in ESG ETFs and ETPs increased by 2.3% from US$362 billion at the end of October 2021 to US$371 billion, according to ETFGI’s November 2021 ETF and ETP ESG industry landscape insights report, an annual paid-for research subscription service.  (All dollar values in USD unless otherwise noted.)

ESMA: New Q&AS Available

Date 17/12/2021

The European Securities and Markets Authority (ESMA), the EU's securities markets regulator, has today updated the following Questions and Answers:

ESMA Calls To Deprioritise Buy-In Supervision

Date 17/12/2021

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today published a Statement to clarify the practical implementation of the EU CSDR settlement discipline regime.