News Centre

Aquis Exchange PLC: Final Results For The Year Ended 31 December 2021 And Board Appointments - Pre-Tax Profit Growth In Excess Of Five Times Vs The Prior Year

Date 29/03/2022

Aquis Exchange PLC (AQX.L), the exchange services group, is pleased to announce its audited results for the year ended 31 December 2021.

Japan Financial Services Agency: Finalization Of Cabinet Office Order To Partially Amend Cabinet Office Order On Financial Instruments Business, etc.

Date 29/03/2022

１．Result of the Public Consultation

The Financial Services Agency (“FSA”) published the following proposals for public consultation between January 18 and February 17, 2022.

Hong Kong Securities and Futures Commission Bans Kim Bum Suk For 27 Months

Date 29/03/2022

The Securities and Futures Commission (SFC) has banned Mr Kim Bum Suk, former relevant individual of BNP Paribas Wealth Management and BNP Paribas (collectively, BNP), from re-entering the industry for 27 months from 29 March 2022 to 28 June 2024.

SIX Realigns Organizational Structure To Support Growth In International CMI Business

Date 29/03/2022

SIX adopts a new organizational structure to support its growth plans in the international capital market infrastructure (CMI) area by combining its exchange-related businesses in a new “SIX Exchange Group” entity by end of 2022. The entity will operate under the SIX Group holding umbrella, alongside the “SIX Banking Services” unit and the Worldline participation, with current ownership and governance remaining unchanged.

HKEX Hosts 2022 Corporate Day

Date 29/03/2022

• HKEX unveils vision to build the Marketplace of the Future
• 3 Strategic Pillars to drive HKEX vision: Connecting China and the World, Connecting Capital with Opportunities, and Connecting Today with Tomorrow
• HKEX senior executives present business updates and strategic priorities in virtual Corporate Day event

Magnati Enables Businesses To Accept Contactless Payments On Their Own Phones With Technology From Fiserv - Businesses Of All Sizes Will Be Able To Use Android Smartphones And Tablets As Contactless Payment Terminals

Date 29/03/2022

Magnati, a regional leader in the payment solutions industry, is enabling businesses of all sizes to accept contactless transactions of any value using their own Android smartphones and tablets as a payments terminal. This new capability will be available through a mobile app downloaded from the Google Play store and enabled by software point-of-sale (SoftPoS) technology from Fiserv, Inc. (NASDAQ: FISV), a leading global provider of payments and financial services technology solutions.

Notice On Adjustments To Margins And Price Limits Of Zhengzhou Commodity Exchange Products During 2022 Qingming Festival Holidays

Date 29/03/2022

According to Article 9 of the Measures for the Administration of Risk Control of Zhengzhou Commodity Exchange, Zhengzhou Commodity Exchange (ZCE) hereby adjusts margins and price limits of some futures as follows:

Trading Schedule Of Moscow Exchange Markets On 29 March

Date 29/03/2022

On 29 March 2022, the Moscow Exchange markets will operate as follows as decided by the Bank of Russia.
Equity Market

FINRA Extended Hearing Panel Expels Alpine Securities; Orders Alpine To Pay $2.3 Million In Restitution To Customers

Date 28/03/2022

FINRA announced today that a FINRA extended hearing panel has expelled Salt Lake City-based broker-dealer Alpine Securities Corp. from FINRA membership, and ordered the firm to pay more than $2.3 million in restitution to customers for converting and misusing customer funds and securities, engaging in unauthorized trading, charging customers unfair prices in securities transactions and unreasonable fees, and making an unauthorized capital withdrawal.

ISDA: Digital Regulatory Reporting: Market And Regulatory Initiatives

Date 28/03/2022

The complexity and cost of global efforts to improve the data quality of derivatives regulatory reporting create a variety of challenges for market participants and policy-makers.