News Centre

CFTC Financial Data For Futures Commission Merchants Update

Date 05/01/2023

The latest reports for November 2022 are now available.

Intercontinental Exchange Reports December, Fourth Quarter And Full Year 2022 Statistics

Date 05/01/2023

• Energy Open Interest +5% y/y
• Total Futures & Options ADV +12% y/y in December; +6% y/y in 2022

New York Attorney General James Sues Former CEO Of Celsius Cryptocurrency Platform For Defrauding Investors - Alex Mashinsky Lied To Investors, Concealed Celsius’s Dire Financial Condition,And Failed To Register As Required By State Law

Date 05/01/2023

New York Attorney General Letitia James today filed a lawsuit against Alex Mashinsky, a co-founder and former CEO of cryptocurrency lending platform Celsius Network LLC and its related entities (Celsius), for defrauding hundreds of thousands of investors, including more than 26,000 New Yorkers, out of billions of dollars worth of cryptocurrency. The lawsuit alleges that Mashinsky repeatedly made false and misleading statements about Celsius’s safety to encourage investors to deposit billions of dollars in digital assets onto the platform. As Celsius lost hundreds of millions of dollars of assets in risky investments, Mashinsky misrepresented and concealed Celsius’s deteriorating financial condition. Mashinsky also failed to register as a salesperson for Celsius and as a securities and commodities dealer. Attorney General James’ lawsuit seeks to ban Mashinsky from doing business in New York and require him to pay damages, restitution, and disgorgement. 

Office Of The Comptroller Of The Currency Issues Annual Report For 2022

Date 05/01/2023

The Office of the Comptroller of the Currency (OCC) today published its 2022 Annual Report. The OCC Annual Report provides Congress with an overview of the condition of the federal banking system, discusses the OCC's strategic priorities and initiatives, and shares the agency’s financial management and condition.

SEC Charges Former BlackRock Portfolio Manager With Undisclosed Conflict Of Interest

Date 05/01/2023

The Securities and Exchange Commission today charged Randy Robertson, a former BlackRock Advisors, LLC portfolio manager, for failing to disclose a conflict of interest arising from his relationship with a film distribution company in which the fund he managed for BlackRock invested millions of dollars. To settle the charges, Robertson agreed to pay a $250,000 penalty.

Ontario Securities Commission Updates Service Standards To Return To Pre-Covid Timing For Review Of Prospectus Filings

Date 05/01/2023

The Ontario Securities Commission (OSC) today published an updated Service Commitment for prospectus filings. Given the current level of market activity, the OSC will return to the prior services standards for prospectus reviews on January 9, 2023, in advance of the full review of the Service Commitment for the next fiscal year.

CME Group Inc. Announces Fourth-Quarter And Year-End 2022 Earnings Release, Conference Call

Date 05/01/2023

CME Group Inc. will announce earnings for the fourth quarter and full year of 2022 before the markets open on Wednesday, February 8, 2023. Written highlights for the quarter will be posted on the company's website at 6:00 a.m. Central Time, the same time it provides its earnings press release. The company will also hold an investor conference call that day at 7:30 a.m. Central Time, at which time company executives will take analysts' questions. 

BOX Options Market: Automated Trade Reporting (“ATR”) A2 Protocol And End-Of-Day Trade Report Update

Date 05/01/2023

Effective Monday, January 16, 2023, BOX Options Market LLC (“BOX”) is making the following changes:

1. Display the Counterpart Executing Firm ID in the ATR A2 Protocol  
2. Include new field “CounterpartFirmId” in the End-of-Day Trade Report 

Athens Stock Exchange: Main Market Stock Liquidity Class Assessment Results, Effective As Of January 09, 2023

Date 05/01/2023

Athens Stock Exchange announces the Main Market stock liquidity class assessment results, effective as of January 09, 2023,

LME Board Changes

Date 05/01/2023

• Gay Huey Evans, CBE, to step down as LME Chair
• Will not seek Board re-election in 2023; remains in post to oversee transition
• LME to appoint two new independent non-executive directors