News Centre

ASIC Embarks On RegTech Innovation Initiative Into Poor Market Disclosure

Date 21/01/2022

ASIC will be working with five regulatory technology (regtech) entities – Bedrock AI Aus Pty Ltd, DigitalX Limited, Eastern Analytica Pty Ltd, Listcorp Pty Ltd and Pyxta Pty Ltd for the Business Research and Innovation Initiative (BRII) Regulatory Technology (Regtech) Round, dealing with the challenges of corporate disclosure.

SGX Welcomes Pegasus Asia To Mainboard

Date 21/01/2022

Singapore Exchange (SGX) is pleased to welcome the listing of Pegasus Asia, as part of SGX’s inaugural batch of Special Purpose Acquisition Company (SPAC) listings. Pegasus Asia will be listed on the SGX Mainboard under the stock code “PGU”.

Stewardship Code : 320 Institutional Investors Have Signed Up To The Principles For Responsible Institutional Investors As Of December 31, 2021

Date 21/01/2022

The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, University of Tokyo Graduate Schools for Law and Politics) published the Principles for Institutional Investors (Japan’s Stewardship Code, hereinafter referred to as "the Code") on February 26, 2014.

Moscow Exchange: Risk Parameters Change For The Security KLAC-RM

Date 20/01/2022

As per the Securities market risk parameters methodology, on 20.01.2022, 23-39 (MSK) the lower bound of the price band (up to 27790) and initial margins (up to 21.25 %) for the security KLAC-RM were changed. New values are available here

Moscow Exchange: Risk Parameters Change For The Security LRCX-RM And AMAT-RM

Date 20/01/2022

Please follow the links below to access the information:

Risk parameters change for the security LRCX-RM
Risk parameters change for the security AMAT-RM

Canadian Securities Regulators Publish Detailed Data For Seventh Annual Review Of Representation Of Women On Boards In Canada

Date 20/01/2022

The securities regulatory authorities in Manitoba, New Brunswick, Nova Scotia, Ontario, Québec and Saskatchewan (the participating jurisdictions) today published the underlying data used to prepare the seventh year review of women on boards and in executive officer positions.

Moscow Exchange: Risk Parameters Change For The Security ON-RM

Date 20/01/2022

As per the Securities market risk parameters methodology, on 20.01.2022, 23-10 (MSK) the lower bound of the price band (up to 4074) and initial margins (up to 25 %) for the security ON-RM were changed. New values are available here

Canadian Securities Regulators Seek Input On Proposed Business Conduct Rules For Derivatives Dealers And Advisers

Date 20/01/2022

The Canadian Securities Administrators (CSA) today published for comment the proposed business conduct regime for regulating dealers and advisers in over-the-counter (OTC) derivatives in Canada.

FINRA Fines Credit Suisse Securities $9 Million For Multiple Operational Failures

Date 20/01/2022

FINRA announced today that it has fined Credit Suisse Securities $9 million for failing to comply with securities laws and rules designed to protect investors, including the Securities and Exchange Commission’s Customer Protection Rule and FINRA rules requiring firms to disclose potential conflicts of interest when issuing research reports. As part of the settlement, FINRA also required Credit Suisse to certify that it has implemented supervisory systems and procedures reasonably designed to comply with the Customer Protection Rule and other requirements.

Federal Reserve Board Releases Discussion Paper That Examines Pros And Cons Of A Potential U.S. Central Bank Digital Currency (CBDC)

Date 20/01/2022

The Federal Reserve Board on Thursday released a discussion paper that examines the pros and cons of a potential U.S. central bank digital currency, or CBDC. It invites comment from the public and is the first step in a discussion of whether and how a CBDC could improve the safe and effective domestic payments system. The paper does not favor any policy outcome.