News Centre

SET To List Thematic ETF UHERO On Feb 7

Date 04/02/2022

The Stock Exchange of Thailand (SET) will list Thailand’s first Thematic exchange traded fund (ETF) called The United Hero ETF, issued by UOB Asset Management (Thailand) Co., Ltd. (UOBAM Thailand), on February 7, under the ticker symbol “UHERO”.

Constellation Energy Corp. Joined The NASDAQ-100 Index On February 2, 2022

Date 04/02/2022

On February 2, 2022, Exelon Corp. (Nasdaq: EXC) announced it completed the separation of Constellation Energy Corp. (Nasdaq: CEG), Exelon’s former power generation and competitive energy business. Upon the completion of this spin-off transaction, Constellation Energy Corp. was added to the NASDAQ-100 Index® (Nasdaq: NDX), the NASDAQ-100 Equal Weighted Index (Nasdaq: NDXE) and the NASDAQ-100 Ex-Technology Index (Nasdaq: NDXX) on February 2, 2022.

ISDA derivatiViews: All About Transparency

Date 03/02/2022

This week’s decision by the Commodity Futures Trading Commission (CFTC) to delay implementation of certain amendments to its swap data reporting rules until December 5 is a significant and welcome development, and will give market participants vital breathing space to make the necessary changes to their systems. It is important to remind everyone that this is the first step in what could be a multi-phase revision process, with firms required to make further updates in 2023. Given the planning and resourcing required for implementation, we would urge the CFTC to clearly spell out how and when these extra changes will be made – transparency we think will be essential in guiding firms in their compliance efforts.

Office Of The Comptroller Of The Currency To Host Virtual Innovation Office Hours

Date 03/02/2022

The Office of the Comptroller of the Currency (OCC) today announced that it will host virtual Innovation Office Hours on March 16-17, to promote responsible innovation in the federal banking system.

New York State Department of Financial Services Superintendent Adrienne A. Harris Works Toward A Fairer Financial Services System And Equitable New York Economy - Actions To Advance Economic Opportunities And Financial Services For New Yorkers, Address Climate Change, As The State Continues To Rebuild And Recover From COVID-19 Pandemic

Date 03/02/2022

The New York State Senate confirmed Governor Kathy Hochul’s nomination of Adrienne A. Harris on January 25, 2022 as Superintendent of the New York State Department of Financial Services (DFS). Superintendent Harris has taken several actions to deliver a fairer financial services system that works for all New Yorkers since her nomination in August 2021. These forward-looking actions have been critical to continue and to bolster the Department’s mandate to protect consumers and uphold the integrity, safety, and soundness of New York’s financial services industry, which includes – the supervision of nearly 1,800 insurance companies with asset of $5.5 trillion and more than 1,400 banking and other financial institutions with assets totaling more than $2.9 trillion.  

ISDA: SwapsInfo Full Year 2021 And The Fourth Quarter Of 2021 Review

Date 03/02/2022

The latest ISDA SwapsInfo Quarterly Review shows that trading volume for interest rate derivatives (IRD) increased, while trading volume for credit derivatives decreased in the full year 2021 compared to the full year 2020. 

Ontario Securities Commission Seeks Applications For Investor Advisory Panel

Date 03/02/2022

The Ontario Securities Commission (OSC) is inviting applications for membership on its independent Investor Advisory Panel (IAP), which provides an investor perspective on policy, rule-making and other regulatory initiatives.

Cboe Global Markets Reports Trading Volume For January 2022

Date 03/02/2022

Cboe Global Markets, Inc. (Cboe: CBOE), a leading provider of global market infrastructure and tradable products, today reported January monthly trading volume statistics across its global business lines. 

CFTC Charges Texas Resident With Misappropriating Confidential Information And Participating In A Brokerage Kickback Scheme

Date 03/02/2022

The Commodity Futures Trading Commission today announced it has filed a complaint in the U.S. District Court for the Southern District of Texas against Matthew Clark of Houston, Texas. The complaint charges Clark with misappropriating confidential natural gas block trade order information from his employer and directing natural gas block trades to a brokerage firm in exchange for a share of the brokerage commissions charged to his employer for these trades. The complaint also charges Clark with making false statements to the CFTC.

Moscow Exchange: Risk Parameters Changes For The Securities SQ-RM And DASH-RM

Date 03/02/2022

Please follow the links below to access the information:

Risk parameters change for the security SQ-RM
Risk parameters change for the security DASH-RM