News Centre

Amid A Volatile Market, Financial Advisors Are Finding Ways To Generate New AUM - Capitalizing On Digital Marketing Is The Key To Growth For RIAs And IBDs - Survey Shows

Date 14/12/2022

The fourth-annual financial advisor marketing survey by global Fintech leader, Broadridge Financial Solutions, Inc. (NYSE: BR), reveals that 63% of advisors are actively seeking new clients but only 43% are experiencing increases in inbound prospect requests. Market volatility, increasing compliance and regulatory pressures, and a competitive landscape for wealth management service professionals continue to challenge Independent Broker-Dealers (IBDs) and Registered Investment Advisors (RIAs) and requires them to find innovative new solutions to generate business.

ESMA Promotes Clarity To Market Participants On Best Execution Reporting

Date 14/12/2022

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is issuing a Public Statement to promote coordinated action by National Competent Authorities (NCAs) under MiFID II. 

ESMA Provides Guidance For Supervision Of Cross-Border Activities Of Investment Firms

Date 14/12/2022

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a Supervisory Briefing to ensure convergence across the European Union (EU) in the supervision of the cross-border activities of investment firms.

Eprcomunicazione S.p.A. Lists On Euronext Growth Milan

Date 14/12/2022

• 20th listing of 2022 on Euronext Growth Milan

• Eprcomunicazione S.p.A. brings the total number of companies listed on Euronext Growth Milan to 184

• 76th listing on Euronext in 2022

• Total placement volume of the offering equal to €3 million

REGIS-TR Adds Arena Tech To Its Partnership Programme

Date 14/12/2022

REGIS-TR adds Arena Tech to its partnership programme. Reflecting the existing collaboration, the official partnership will see a continuation of the common work to provide support to our clients in reporting and keep market participants informed of regulatory changes.

Finansinspektionen: Länsförsäkringar Bank Receieves A Remark And Must Pay An Administrative Fine

Date 14/12/2022

Länsförsäkringar Bank has been deficient in its compliance with the anti-money laundering regulations. Finansinspektionen is therefore issuing Länsförsäkringar Bank a remark that will be accompanied by an administrative fine of SEK 90 million.

Bank Of England’s Consultation On Supervisory Approach To Wholesale Cash Distribution – December 2022

Date 14/12/2022

The Bank of England outlines how it will use new powers to ensure wholesale cash distribution remains effective, resilient, and sustainable into the future. This will underpin continued retail access to cash for businesses and individuals.

LCH SwapClear Extends Clearing Eligibility To SWESTR And DESTR Reference Rates

Date 14/12/2022

• LCH SwapClear is the first clearing house to offer clearing of Overnight Index Swaps using the DESTR risk free rate
• Extension of service demonstrates LCH’s commitment to supporting interest rate benchmark reform globally
• LCH SwapClear offers clearing for interest rate products across 27 global currencies

"Bending The Curve Of Nature Loss" - Keynote Remarks By Mr Ravi Menon, Managing Director Of Monetary Authority Of Singapore And Chair Of The Network For Greening The Financial System, At The COP15 Finance And Biodiversity Day, On 14 Dec 2022

Date 14/12/2022

Ladies and gentlemen, I am honoured and delighted to be able to address you on this important occasion of COP15 of the Convention on Biological Diversity. 

Tel Aviv Stock Exchange Presents For The First Time – A Digital System To Register Issuances - TASE Has Developed A Unique Service With An Innovative Digital Solution For Issuances On TASE, Allowing Companies To Operate Quickly, Accurately, And Transparently, With Control Among All Parties Involved

Date 14/12/2022

The Tel Aviv Stock Exchange (TASE) announced today (December 14, 2022) the launch of an innovative digital system for registering issuances.