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3d innovations Establishes Market Data Legal Division - Expands Consultancy Practice With Appropriate Governance And Regulation Expertise

Date 30/06/2022

3d innovations (3di), a global data management consultancy has expanded its consultancy practice to add a pillar of formal legal expertise to support and manage its clients’ market data compliance and risk. Andrea Young, a qualified lawyer in both U.K. and U.S. jurisdictions, leads the practice having joined 3di in 2020. The practice sits within the firm’s data compliance and licensing unit headed by John Ikel, Director, Products and Services, and Rosalind Mason, Manager, Data Compliance and Licensing.
Solactive Wins Climate Index Provider Of The Year At Environmental Finance Sustainable Investment Awards

Date 30/06/2022

After a series of innovative climate-focused launches in both equity and fixed income for asset managers and issuers across Europe, Solactive was awarded as Climate Index Provider of the Year at the Environmental Finance Sustainable Investment Awards 2022.
Japan Financial Services Agency: Information On COVID-19 (Novel Coronavirus)

Date 30/06/2022

* Update of the English website may take a little time. For the latest information, please refer to our Japanese website.
Kaizen Reporting Wins At The WatersTechnology Asia Awards 2022 For Second Year In A Row

Date 30/06/2022

Leading regulatory technology firm, Kaizen Reporting has won ‘Best Regulatory Reporting Initiative’ at the WatersTechnology Asia Awards 2022 for its ReportShield™ Accuracy Testing service. This is the second consecutive year that Kaizen has won the award.
Dubai Financial Services Authority Takes Action To Protect The Integrity Of Islamic Finance

Date 30/06/2022

The Dubai Financial Services Authority (DFSA) withdrew the Authorised Individual status and imposed a restriction on Trevor Conway, a Senior Executive Officer at a DFSA-authorised firm (Firm), following an investigation into his conduct in relation to the Firm’s Commodity Murabaha Broking Desk (the Desk).

ASIC Consults On Remaking Class Order On Financial Requirements For Retail OTC Derivative Issuers

Date 30/06/2022

ASIC has today released a consultation paper proposing to remake its class order on the financial requirements for issuers of over-the-counter (OTC) derivatives to retail clients. The class order is due to expire ('sunset') on 1 October 2022.
HKEX Names Group Treasurer

Date 30/06/2022

Hong Kong Exchanges and Clearing Limited (HKEX) is pleased to announce today (Thursday) the appointment of Mr Kian Hoe Tan as Managing Director and Head of Treasury.
Shanghai Stock Exchange Leverages Its Role Of Asset Securitization Market To Support The Revitalization Of Existing Assets

Date 30/06/2022

To effectively implement the Opinions of the General Office of the State Council on Further Revitalizing Existing Assets and Expanding Effective Investment and leverage its role of asset securitization market, the Shanghai Stock Exchange (SSE) released the Notice on Further Leveraging the Role of Asset Securitization Market to Support the Revitalization of Existing Assets (hereafter referred to as the Notice) today to help companies revitalize their existing assets and ensure an unimpeded and virtuous circle of investment and financing.
Shanghai Stock Exchange Strengthens Investor Protection With Tightened Regulation On Convertible Bond Trading

Date 30/06/2022

To implement the requirements of the Measures for the Administration of Convertible Corporate Bonds, further guard against the trading risks of convertible corporate bonds (hereinafter referred to as convertible bonds), and maintain the order of trading, under the overall guidance of the China Securities Regulatory Commission (CSRC), the SSE drafted the SSE Detailed Rules for the Implementation of Trading of Convertible Corporate Bonds (Draft for Comment) (hereinafter referred to as the Detailed Trading Rules), on which it has started to solicit public opinions from the market on June 17. At the same time, in order to further enhance the investor suitability management for convertible bonds, the SSE has simultaneously published the Notice of Matters Related to the Suitability Management for Convertible Corporate Bonds (hereinafter referred to as the Suitability Notice), which will come into effect on June 18.
Shenzhen Stock Exchange Fully Supports The Official Inclusion Of ETFs Into The Connect Mechanism

Date 30/06/2022

On June 28, CBRC and SFC issued a Joint Announcement, stating that ETFs will be officially incorporated into the Mainland-Hong Kong Stock Connect Mechanism on 4 July 2022. This is a landmark achievement in the continuous improvement of the Connect Mechanism and another important measure to concretely advance the comprehensive deepening of capital market reform, promote high-quality opening-up and serve the building of the Guangdong-Hong Kong-Macao Greater Bay Area.