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NGX Amendments To Issuers Rules

Date 30/06/2022

Click here to download the approved NGX Amendments To Issuers Rules
Japan Financial Services Agency: Guidebook For Registration Of Investment Management Business And Other Financial Instruments Businesses

Date 30/06/2022

Asset managers, who engage in asset management with professional expertise, play very important roles in revitalizing the Japanese capital market and achieving people’s stable asset building.
Securities Commission Malaysia Releases New Sukuk Framework To Facilitate Companies’ Transition To Net Zero

Date 30/06/2022

The Securities Commission Malaysia (SC) today launched the Sustainable and Responsible Investment linked (SRI-linked) Sukuk Framework (Framework) to facilitate fundraising by companies in addressing sustainability concerns such as climate change or social agenda, with features that relate to the issuer’s sustainability performance commitments.
3d innovations Establishes Market Data Legal Division - Expands Consultancy Practice With Appropriate Governance And Regulation Expertise

Date 30/06/2022

3d innovations (3di), a global data management consultancy has expanded its consultancy practice to add a pillar of formal legal expertise to support and manage its clients’ market data compliance and risk. Andrea Young, a qualified lawyer in both U.K. and U.S. jurisdictions, leads the practice having joined 3di in 2020. The practice sits within the firm’s data compliance and licensing unit headed by John Ikel, Director, Products and Services, and Rosalind Mason, Manager, Data Compliance and Licensing.
Solactive Wins Climate Index Provider Of The Year At Environmental Finance Sustainable Investment Awards

Date 30/06/2022

After a series of innovative climate-focused launches in both equity and fixed income for asset managers and issuers across Europe, Solactive was awarded as Climate Index Provider of the Year at the Environmental Finance Sustainable Investment Awards 2022.

Japan Financial Services Agency: Information On COVID-19 (Novel Coronavirus)

Date 30/06/2022

* Update of the English website may take a little time. For the latest information, please refer to our Japanese website.
Kaizen Reporting Wins At The WatersTechnology Asia Awards 2022 For Second Year In A Row

Date 30/06/2022

Leading regulatory technology firm, Kaizen Reporting has won ‘Best Regulatory Reporting Initiative’ at the WatersTechnology Asia Awards 2022 for its ReportShield™ Accuracy Testing service. This is the second consecutive year that Kaizen has won the award.
Dubai Financial Services Authority Takes Action To Protect The Integrity Of Islamic Finance

Date 30/06/2022

The Dubai Financial Services Authority (DFSA) withdrew the Authorised Individual status and imposed a restriction on Trevor Conway, a Senior Executive Officer at a DFSA-authorised firm (Firm), following an investigation into his conduct in relation to the Firm’s Commodity Murabaha Broking Desk (the Desk).
ASIC Consults On Remaking Class Order On Financial Requirements For Retail OTC Derivative Issuers

Date 30/06/2022

ASIC has today released a consultation paper proposing to remake its class order on the financial requirements for issuers of over-the-counter (OTC) derivatives to retail clients. The class order is due to expire ('sunset') on 1 October 2022.
HKEX Names Group Treasurer

Date 30/06/2022

Hong Kong Exchanges and Clearing Limited (HKEX) is pleased to announce today (Thursday) the appointment of Mr Kian Hoe Tan as Managing Director and Head of Treasury.