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Statement On The Final Rule: Enhanced Reporting Of Proxy Votes By Registered Management Investment Companies - Reporting Of Executive Compensation Votes By Institutional Investment Managers, SEC Commissioner Mark T. Uyeda, Nov. 2, 2022

Date 02/11/2022

Thank you, Chair Gensler, and thanks to the staff for the presentation.

Statement On Proposed Rule: Open-End Fund Liquidity Programs and Swing Pricing - Form N-PORT Reporting, SEC Commissioner Mark T. Uyeda, Nov. 2, 2022

Date 02/11/2022

Thank you, Chair Gensler, and thank you to the staff for the presentation.

ISDA And BNP Paribas Successfully Test Digital Regulatory Reporting For CFTC Rules

Date 02/11/2022

ISDA has today announced that BNP Paribas has successfully implemented and tested a new initiative to enable digital regulatory reporting under the US Commodity Futures Trading Commission’s (CFTC) amended swap data reporting rules. This marks the first time ISDA’s Digital Regulatory Reporting (DRR) initiative has been deployed in a real-world, production-level environment, with a successful submission of data to the Depository Trust & Clearing Corporation’s (DTCC) swap data repository (SDR)

Statement On Enhanced Reporting Of Proxy Votes, SEC Commissioner Caroline A. Crenshaw, Nov. 2, 2022

Date 02/11/2022

Commission rules often focus on corporate transparency and helping investors understand how their money – their ownership stake of U.S. companies – is used. Today’s rule does just that. When the Commission adopted Form N-PX in 2003, it stated that investors in mutual funds have a “fundamental right” to know how proxy votes are being cast on their behalf. Today’s amendments build on that foundation in a number of ways:

SIFMA Insights - Market Metrics & Trends - Equity Volumes, Options Volumes, And Volatility

Date 02/11/2022

In this monthly report, we look at market metrics and trends for volatility, price and volumes.

Learning from History: Statement On Open-End Fund Liquidity Risk Management Programs And Swing Pricing, SEC Commissioner Caroline A. Crenshaw, Nov. 2, 2022

Date 02/11/2022

The Importance of Liquidity Risk Management Programs

Mutual funds, ETFs and other open-end funds have become primary investment vehicles for the retirement and savings accounts of U.S. families.

SEC Charges Halal Capital Founder With Multimillion Dollar Fraudulent Scheme That Targeted Muslim Community

Date 02/11/2022

The Securities and Exchange Commission today charged Jebara Igbara, the founder of Halal Capital LLC, in connection with a more than $8 million scheme that targeted investors from the New York metropolitan area’s Muslim community.

Nasdaq October 2022 Volumes

Date 02/11/2022

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for October 2022 on its investor relations website. A data sheet showing the monthly volumes and quarterly capture rates can be found at: http://ir.nasdaq.com/financials/volume-statistics.

Federal Reserve Issues FOMC Statement

Date 02/11/2022

Recent indicators point to modest growth in spending and production. Job gains have been robust in recent months, and the unemployment rate has remained low. Inflation remains elevated, reflecting supply and demand imbalances related to the pandemic, higher food and energy prices, and broader price pressures.

Investor Activity On GPW Group Markets – October 2022

Date 02/11/2022

• GPW Main Market Electronic Order Book equities turnover value decreased by 37.8% YoY to PLN 19.6 billion
• Index futures turnover volume increased by 123.4% YoY to 865,500 contracts
• Non-Treasury bonds EOB turnover value on Catalyst increased by 114.1% YoY to PLN 498.0 million
• Bonds turnover value on TBSP decreased by 66.2% YoY to PLN 12.3 billion
• Structured products turnover value decreased by 14.9% YoY to PLN 250.0 million
• ETF turnover value increased by 111.6% to PLN 76.2 million
• Electricity turnover volume decreased by 66.7% to 8.0 TWh
• Natural gas turnover volume decreased by 31.5% YoY to 10.4 TWh