FTSE Mondo Visione Exchanges Index:
News Centre
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Statement Of CFTC Commissioner Kristin N. Johnson Regarding The CFTC’s Notice And Order Imposing A Statutory Disqualification Against Allianz Global Investors US LLC
Date 21/03/2023
The Commodity Futures Trading Commission (CFTC) today issued a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US) and simultaneously issued an Opinion and Order accepting AGI US’s offer of settlement. In the settlement, the Commission revokes AGI US’s registration as a commodity trading advisor and a commodity pool operator.
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Ontario Securities Commission Releases Its 2023 Annual Service Commitment Review
Date 21/03/2023
The Ontario Securities Commission (OSC) today published its 2023 Annual Service Commitment Review which provides investors, registrants and market participants with transparency on the standards and timelines they can expect when interacting with the OSC.
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CFTC Orders Puerto Rico Commodity Pool Operator To Pay $150,000 For Supervision And Reporting Violations
Date 21/03/2023
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against DARMA, LLC, a registered commodity pool operator and commodity trading advisor located in Puerto Rico, for violating CFTC regulations for supervision and reporting.
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BIS: The Two-Regime View Of Inflation
Date 21/03/2023
Focus
The global surge of inflation that started in 2021 took most observers by surprise. While unforeseen shocks played a key role, the surprise also highlighted limitations of the analytical frameworks typically used to understand and forecast inflation.
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Cboe Global Markets Announces Date Of First-Quarter 2023 Earnings Release And Conference Call
Date 21/03/2023
Cboe Global Markets, Inc. (Cboe: CBOE), a leading provider of global market infrastructure and tradable products, will announce its financial results for the first quarter of 2023 before the market opens on Friday, May 5, 2023. A conference call with remarks by the company's senior management will begin at 7:30 a.m. CT (8:30 a.m. ET).
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NGX, Partners Further Advocate Financial Literacy For Young Nigerians
Date 21/03/2023
Nigerian Exchange Limited (NGX) continues to build on its advocacy of inculcating a culture of saving and investing in young Nigerians as it celebrates the 2023 edition of Global Money Week (GMW).
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CFTC Revokes Registrations Of Allianz Global Investors US LLC
Date 21/03/2023
The Commodity Futures Trading Commission today announced it has filed a Notice of Intent to Revoke the Registrations of Allianz Global Investors US LLC (AGI US), a Delaware limited liability company. The CFTC simultaneously issued an Opinion and Order accepting the settlement offer from AGI US and settling the action. The order revokes AGI US’s registrations with the CFTC as a commodity trading advisor and commodity pool operator.
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The New Simplified Advice Regime And The Advice / Guidance Boundary Review, Speech By Therese Chambers, UK Financial Conduct Authority Director Of Consumer Investments, Delivered At The TISA Financial Advice And Guidance Conference In London
Date 21/03/2023
Highlights
- The FCA wants to ensure we have a healthy and successful consumer investment sector in which firms can thrive and consumers can make informed choices about financial products and services.
- We are committed to a regulatory approach that supports streamlined advice models. Following the closure of our consultation on our core investment advice regime (CP22/24), we are considering the best way to take forward any simplified advice regime as well as the timeline for doing so.
- We, alongside the Treasury, are keen to ensure that the advice guidance boundary review is genuinely holistic. It is imperative we get the review right – something that will inevitably take time.
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DFM Company Shareholders Approve 2022 Financial Statements
Date 21/03/2023
- Ratification of the Board’s recommendation to distribute cash dividend of AED 134.7 million
- The Company adopts a new policy to distribute no less than 50% of its annual net profit as dividends
- The shareholders elect Company’s new Board of Directors for a 3-year term
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Update On UK Financial Conduct Authority Authorisations Operating Service Metrics
Date 21/03/2023
In October 2022 we published an update on our operating service metrics for authorisations timelines, which included a view of operating service metrics for the period April to September 2022.
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