News Centre

CFTC Commissioner Pham To Speak On ARK Invest For Your Innovation Podcast With Cathie Wood

Date 12/02/2024

Nasdaq And The Ministry Of Economy Of Ukraine Sign Collaborative Agreement To Facilitate Entrepreneurism And Capital Formation

Date 12/02/2024

Nasdaq and the Ministry of Economy of Ukraine today announced the signing of a Memorandum of Understanding (MoU) to support Ukraine’s efforts to strengthen its economy and capital markets.

MIAX Exchange Group - Options Exchanges - Have Revoked Self-Help On MEMX Options Exchange

Date 12/02/2024

Please be advised the MIAX Options, MIAX Pearl Options and MIAX Emerald Options Exchanges have revoked self-help on the MEMX Options Exchange as of 10:55 AM Eastern.

New Members Appointed To FINRA Foundation Board - Jonathan Sokobin Named Chair

Date 12/02/2024

New members have been appointed to the Board of Directors of the non-profit FINRA Investor Education Foundation (FINRA Foundation), and Jonathan Sokobin has been named Chair, effective February 12.

MIAX Exchange Group - Holiday Schedule - Presidents Day 2024

Date 12/02/2024

MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Pearl Equities Exchanges will be closed on Monday, February 19, 2024 in observance of Presidents Day.

The EBA Publishes Follow-Up On The Peer Review On The Joint ESAs Guidelines On The Prudential Assessment Of The Acquisition Of Qualifying Holdings

Date 12/02/2024

The European Banking Authority (EBA) today published a follow-up to the EBA 2021 peer review report on the application of the Joint ESAs Guidelines on the prudential assessment of the acquisition of qualifying holdings. The review assesses the adequacy and effectiveness of the actions undertaken by the competent authorities subject to the previous review and finds good progress in remedying the deficiencies identified in 2021.

ISDA Representation Letter On Canadian Business Conduct Rule

Date 12/02/2024

On September 28, 2023, the securities regulatory authorities of Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Nunavut, Northwest Territories and Yukon adopted the final rule (National Instrument (NI) 93-101 Derivatives Business Conduct) to establish a regime for the regulation of business conduct of dealers and advisers operating in over-the-counter derivatives markets. The rule takes effect on September 28, 2024. The final rule can be found here.

Loughborough Lecture: Banking Today - By Andrew Bailey, Governor, Bank Of England - Given At Loughborough Business School, Loughborough University

Date 12/02/2024

Andrew Bailey gives an overview on the state of the banking sector. His speech focuses on the future issues that are important for banks themselves and for broader monetary and financial stability.

New Research From Confluence - January 2024 Factor Performance Analysis – Quality, Momentum, And Size Equities Kick Off 2024

Date 12/02/2024

January continued the momentum observed in December, leading to new all-time highs in equity markets across the world. As a result of this persistence, the factor trend has stayed relatively consistent from December to January, captured by the emphasis on Momentum this month. The largest change observed was the reversal from Volatility to Quality stocks globally.

Defining A Bank, Federal Reserve Governor Michelle W. Bowman, At The American Bankers Association 2024 Conference For Community Bankers, San Antonio, Texas

Date 12/02/2024

Thank you for the invitation to join you in San Antonio today for the ABA's Conference for Community Bankers. This conference provides an opportunity for bankers, state and federal regulators, and other policymakers to share perspectives on banking and other related financial topics. The ability to exchange ideas is critical to ensuring efficient and effective outcomes in the regulation and supervision of financial services activities. Policymakers should seek to fully understand the direct and indirect consequences of regulation and supervision—and any changes that might be considered to existing expectations. One of the best, and most effective ways to gain this understanding is through direct engagement with bankers, bank customers, and other stakeholders about potential consequences. Engaging with the public, being transparent about policy goals, and hearing from industry participants—enables us to craft more efficient and effective rules and enhance our ability to execute our supervisory responsibilities.