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UK's Financial Services Authority: New Director Quality Assurance And Internal Audit At The FSA

Date 31/01/2003

James Glass has been appointed Director Quality Assurance and Internal Audit at the Financial Services Authority. He will take up his appointment following the retirement of Ronnie Baird at the end of March.
UK's Financial Services Authority Progress Report On Modernising The Listing Regime

Date 31/01/2003

The FSA yesterday gave an update on its review of the Listing Rules, aimed at modernising and simplifying the Listing Rules in the UK. The feedback on the review, summarised in today's statement ('Review of the listing regime, Feedback on DP14'), is generally supportive of the FSA's approach to Listing.
TSX Venture President Reiterates Support For Canada's Mining Industry

Date 31/01/2003

TSX Venture Exchange President Linda Hohol called on mining associations across Canada to continue to contribute to discussions aimed at reviewing reforms to Canada's securities regulation. "At TSX Venture, we have initiated reviews of our policies, aimed at reducing costs and timing associated with going, and being, public." Duplication of efforts and added costs, she feared, "might force miners to choose markets outside Canada to raise capital in the future." Ms. Hohol was speaking last n
Tokyo Stock Exchange: Criteria For Delisting

Date 31/01/2003

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The Securities And Exchange Commission Today Announced The Implementation By The Options Exchanges Of The Intermarket Linkage

Date 31/01/2003

The Securities and Exchange Commission today announced the implementation by the options exchanges of the intermarket linkage.

Stock Exchange Of Thailand's Board Decides To Adjust Fees For Marketing Officers, And Have Roynet Arrange A Shareholder's Meeting

Date 31/01/2003

The Chairman of the Stock Exchange of Thailand (SET), Mr. Chavalit Thanachanan, has announced the results of the meeting of the Board on January 31, 2003. He said that, since the SET decided to institute a change in the regulations on commission fees from January 14, 2002 onwards, some member companies have experienced difficulties in the past year, especially at the end of 2002 as some brokers paid more than 25% of commission fee that each broker can attain each month despite the fall of tradi
Standard & Poor's Announces Changes In The S&P/TSX Venture Composite Index

Date 31/01/2003

Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index: After the close of trading on Friday, January 31, 2003, Warnex Inc. (TSXVN:WNX) will be removed from the S&P/TSX Venture Composite Index. The company is graduating to the TSX.
Securities And Exchange Commission Fee Rate Advisory #9 For Fiscal Year 2003

Date 31/01/2003

The continuing resolution funding the Securities and Exchange Commission for fiscal 2003 since October 1, 2002 has been extended through February 7, 2003. Therefore, the Section 6(b) fee rate applicable to the registration of securities, the Section 13(e) fee rate applicable to the repurchase of securities, and the Section 14(g) fee rates applicable to proxy solicitations and information statements in corporate control transactions will remain at the current rate of $92.00 per million. The Secti
Review Of The Number Of Foreign Shares In The KAX, Sector And Industry Indices Of The Copenhagen Stock Exchange

Date 31/01/2003

As of 1 February 2003 foreign companies included in the Copenhagen Stock Exchange's all-share and sector and industry indices will receive new weighting.
Philadelphia Stock Exchange Board Of Governors Appoints Former Sen. Wyche Fowler, Jr. To The Board

Date 31/01/2003

The Philadelphia Stock Exchange announced today that the Board of Governors appointed former U.S. Sen. Wyche Fowler, Jr. as an off-floor, non-industry Governor.