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SEC Charges Los Angeles-Based "Finder" In Kickback Scheme Involving N.Y. Pension Fund

Date 12/05/2009

The Securities and Exchange Commission today charged Julio Ramirez, Jr., who was formerly affiliated with Los Angeles-based broker-dealers DAV/Wetherly Financial L.P. and Park Hill Group LLC, in connection with a multi-million dollar kickback scheme involving New York's largest pension fund.
The Egyptian Exchange (EGX) Monthly Statistical Report April 2009

Date 12/05/2009

Listing
SEC, DOL To Hold Joint Hearing Examining Target Date Funds

Date 12/05/2009

The Securities and Exchange Commission and the U.S. Department of Labor will hold a joint one-day hearing on June 18 to explore issues relating to target date or lifecycle funds and other similar investment options.
NASDAQ OMX Has Divested Its Holding In Orc Software AB

Date 12/05/2009

The NASDAQ OMX Group (NASDAQ: NDAQ) announces that it has today divested its entire holding in Orc Software AB through an accelerated bookbuilding offering lead-managed by SEB Enskilda.
Federation Of Euro-Asian Stock Exchanges April Newsletter Posted On The Web

Date 12/05/2009

The FEAS April Newsletter, the monthly bulletin, bringing you general secretariat news, Member statistics on stock, bond and other volume comparisons on a monthly, year-to-date and prior period basis, in addition to market cap, currency changes, number of companies traded and index fluctuations, has been put on the FEAS website.

Oslo Børs VPS Holding ASA 1st Quarter 2009

Date 12/05/2009

Oslo Børs VPS Holding reports a profit of NOK 42.2 million (NOK 115.9 million) for the first quarter of 2009. The group had operating revenues of NOK 231.1 million (NOK 293.8 million) in the quarter. The decrease in revenues and profit is a result of reduced market activity and price reductions that came into effect in 2008.
FactSet Research Systems Dual Lists Its Common Stock On NASDAQ And NYSE Euronext

Date 12/05/2009

The NASDAQ OMX Group (Nasdaq:NDAQ) today announced that FactSet Research Systems Inc. (NYSE:FDS), a leading provider of integrated global financial information and analytical applications for the investment community, will dual list its common stock on the NASDAQ Global Select Market effective today. FactSet's common stock will be listed on both the NYSE Euronext, where it is currently listed, and The NASDAQ Stock Market under the ticker symbol "FDS."
SIX Swiss Exchange Issues A Reprimand To Lenzerheide Bergbahnen AG

Date 12/05/2009

SIX Exchange Regulation, which is charged by SIX Swiss Exchange Ltd with monitoring and enforcing issuer obligations, has issued a reprimand to Lenzerheide Bergbahnen AG owing to a breach of provisions of the Swiss GAAP ARR accounting standard in the company's semi-annual financial statements for 2008/2009. The reprimand relates to the deferral of depreciations and the capitalisation of maintenance expenses, neither of which is permitted under the regulations.
Clearstream’s Activity Figures For April 2009

Date 12/05/2009

In April 2009, the value of assets under custody held on behalf of customers registered a 5 percent decrease at € 10.2 trillion (compared to € 10.7 trillion in April 2008), primarily due to lower equity market valuations and despite an increase in bonds. But for the first time since the beginning of 2009 the value of assets under custody grew above 10 trillion. Securities held under custody in Clearstream’s international business experienced a rise of 9 percent from € 4.9 to € 5.4 trill
Patsystems Announces Connectivity To Bursa Malaysia

Date 12/05/2009

Patsystems, the trading solutions provider to the derivatives industry, is pleased to announce that it now offers connectivity to Bursa Malaysia Derivatives Berhad, the futures and options segment of Bursa Malaysia.