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SEC: Office Of The Chief Accountant Names Academic Fellows

Date 02/07/2009

The Securities and Exchange Commission's Office of the Chief Accountant today announced the selection of Jack Krogstad and Nancy Mangold as Academic Accounting Fellows for one-year terms beginning this summer.
Adam Phillips Appointed Chairman Of UK's Financial Services Consumer Panel

Date 02/07/2009

The Financial Services Authority (FSA) today announced that Adam Phillips has been appointed chairman of the Financial Services Consumer Panel. He has been vice chairman of the Panel since 2005 and acting chairman since December 2008.
SEC Suspends Trading In Florida-Based Music Production Firm

Date 02/07/2009

The Securities and Exchange Commission today suspended trading in the securities of Fort Lauderdale-based music production company GenX Corporation amid questions about the accuracy and adequacy of publicly disseminated information appearing in stock promotional materials about the company and its purported relationships with music stars.
UK's Financial Services Authority Announces Final Stage Of Operational Reforms With New Integrated Operating Structure

Date 02/07/2009

The Financial Services Authority (FSA) has announced a new operational structure designed to better align its internal operating model to its core activities of identifying and mitigating risk, supervision and enforcement. The reorganisation also takes account of the changing role of the FSA in respect of international regulatory engagement, macro-prudential analysis and consumer financial education.
Speech Delivered By Jean-Pierre Jouyet Chairman Of The Autorité Des Marchés Financiers - Paris Europlace: Financial Forum - Post G20 : Milestones To Restore Confidence Within Financial Markets - 2 July 2009

Date 02/07/2009

Click here to download the speech delivered by Jean-Pierre Jouyet Chairman of the Autorité des marchés financiers at the Paris Europlace Financial Forum - Post G20 : Milestones to restore confidence within financial markets, held on 2 July 2009.

Program Trading Averaged 48.6 Percent Of NYSE Volume During June 22-26

Date 02/07/2009

The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for June 22-26.
Autorité Des Marchés Financiers: Investment Services Providers And Products Department

Date 02/07/2009

Guillaume Eliet has been appointed deputy head of the Investment Services Providers and Products department of the Investment Services & Asset Management division with effect from 1 July 2009 to replace Isabelle Cardon. He will be in charge of the teams responsible for the authorisation and monitoring of collective investment schemes, investment management companies and investment services providers.
ProShares Advisors Lists Ultra Russell3000 And UltraShort Russell3000 ETFs On NYSE Arca

Date 02/07/2009

NYSE Euronext (NYX) announced that its wholly-owned subsidiary, NYSE Arca, today began trading Ultra Russell3000 and UltraShort Russell3000 ETFs, sponsored by ProShare Advisors LLC.
The Exchange Council Strengthens Frankfurt Stock Exchange’s Competitive Position In Europe

Date 02/07/2009

The Exchange Council of the Frankfurt Stock Exchange (Frankfurter Wertpapierbörse - FWB®) resolved to take appropriate measures to further strengthen the stock exchange's competitive position in Europe. Hence, the Management Board – in addition to continuing to optimize floor trading – has been instructed to continue the consistent expansion and internationalization of electronic trading with the Xetra® system on the Frankfurt Stock Exchange. Now that trading in mutual funds and structu
IOSCO Consults On Principles For Periodic Disclosure By Listed Entities

Date 02/07/2009

The Technical Committee of International Organization of Securities Commission (IOSCO) has published a consultation paper – Principles for Periodic Disclosure by Listed Entities (Periodic Disclosure Principles) – that makes preliminary recommendations for disclosures that could be provided by issuers in periodic reports, particularly annual reports, of listed entities. The Periodic Disclosure Principles also cover