News Centre

FINRA's National Adjudicatory Council Dismisses Charges Of Alleged Violations By Senior Personnel Of Knight Securities

Date 04/03/2010

The National Adjudicatory Council (NAC) of the Financial Industry Regulatory Authority (FINRA) issued a ruling today dismissing charges that Kenneth Pasternak, former CEO of Knight Securities, L.P., and John Leighton, former head of the firm's Institutional Sales Desk, were responsible for supervisory failures in connection with alleged fraudulent sales to institutional customers.

SEC Halts Ponzi Scheme Targeting Retired L.A. Bus Drivers

Date 04/03/2010

The Securities and Exchange Commission today announced that it has filed fraud charges against a Los Angeles-based investment advisory firm and its principal and obtained an emergency court order to halt a $14.7 million Ponzi scheme targeting retired Los Angeles bus drivers.

Program Trading Averaged 28.1 Percent Of NYSE Volume During Feb. 22-26

Date 04/03/2010

The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database.  The report includes trading on the NYSE for Feb. 22-26.

BM&FBOVESPA Adheres To The UN Principles For Responsible Investment

Date 04/03/2010

On Wednesday March 3, 2010, in Rio de Janeiro Mr. Edemir Pinto, BM&FBOVESPA’s Chief Executive Officer, formalized the adhesion of the Brazilian Exchange to the agreement entitled “Principles for Responsible Investment” (PRI) – a United Nations initiative developed by leading institutional fund managers and other financial market agents in support of responsible investment. The official signing took place during PRI’s international board meeting, which for the first time ever is being held

NASDAQ OMX Introduces Investor Relations Website Solution For The Banking Sector - WebCenter360 Banking Suite To Feature Highline Financial Data And Analytics To Maximize The Transparency And Interactivity Of Investor Communications

Date 04/03/2010

Appointment Of New Director Of Corporate Communication AT BME

Date 04/03/2010

Pablo Malumbres has been appointed new Director of Corporate Communication of Bolsas y Mercados Españoles (BME), replacing Jaime Sanz, who leaves the company after more than 30 years of service. He will take on the area’s functions: Internal and External Corporate Communication, Institutional Communication, Corporate Brand Image of BME and its subsidiaries and the coordination of Sponsorships and Publications.

Unprecedented Growth On RTS Derivatives Market FORTS - Activity On Global And Emerging Markets Remained High During February 2010

Date 04/03/2010

Although the leading RTS Index lost 4.27% during February, reaching 1,410.85 points, RTS volumes were up 13.88% over January 2010. Total RTS Exchange and OTC market activity grew to USD40.8 billion during February 2010.

HKEx Remuneration Committee Report 2009

Date 04/03/2010

Click here to download the HKEx remuneration committee report 2009.

CME Group And Dow Jones Receive Clearance To Proceed With Index Services Joint Venture

Date 04/03/2010

CME Group, the world's leading and most diverse derivatives exchange, and Dow Jones & Company today announced that the Federal Trade Commission and U.S. Department of Justice have granted early termination of the waiting period under the Hart-Scott-Rodino Act for the companies' previously announced index services joint venture, satisfying one of the conditions to the closing of the transaction. The companies expect to close the transaction, subject to the satisfaction of other customary closi

TMX Group Equity Financing Statistics February 2010

Date 04/03/2010

TMX Group Inc. today announced its equity financing activity on Toronto Stock Exchange and TSX Venture Exchange for February 2010