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  • Jeff Heslop Named SEC Chief Operating Officer

    Date 27/05/2010

    The Securities and Exchange Commission today announced that Jeff Heslop has been named the agency's first-ever Chief Operating Officer (COO) for information technology, financial reporting, and records management. Mr. Heslop comes to the SEC from Capital One Financial Corporation, where he was responsible for the company's information and resiliency risk management. As Managing Vice President for Information Risk Management, Mr. Heslop developed and implemented risk policies, sta

  • Program Trading Averaged 26.7 Percent Of NYSE Volume During May 17-21

    Date 27/05/2010

    The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database.   The report includes trading on the NYSE for May 17-21.

  • Brian T. Croteau Named Deputy Chief Accountant For Professional Practice In SEC Office Of The Chief Accountant

    Date 27/05/2010

    The Securities and Exchange Commission today announced the appointment of Brian Croteau as Deputy Chief Accountant for the Professional Practice Group in the agency's Office of the Chief Accountant (OCA). Mr. Crouteau previously served in OCA as a Senior Associate Chief Accountant.

  • NYSE Euronext Wins Structured Products Magazine "Exchange Of The Year Award" - Receives Award For The Third Consecutive Year

    Date 27/05/2010

    NYSE Euronext announced today that for the third consecutive year Structured Products Magazine has selected it as the "Exchange of the Year." Presented at the 2010 Structured Products Americas Awards ceremony recently held at the Biltmore Hotel in Coral Gables, Fl., this award is an industry benchmark given annually to the most innovative and dedicated U.S. exchange serving Structured Product issuers and investors.

  • SEC Files Emergency Charges Against New York-Based Financial Advisor For Defrauding Clients

    Date 27/05/2010

    The Securities and Exchange Commission today charged Manhattan-based financial advisor Kenneth Ira Starr with fraud and is seeking an emergency court order to freeze his assets after he stole client money for his personal use, including the purchase last month of a multi-million dollar apartment where he and his wife now reside.