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NASDAQ OMX Participates In Combination Of NASDAQ Dubai Into Dubai Financial Market - Accepts Shares In DFM - Combination Will Enhance Retail Investor Access And Provide Greater Choice For Local And International Issuers

Date 22/12/2009

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today announced an agreement with Borse Dubai Limited (Borse Dubai) which will change the ownership structure of NASDAQ Dubai to become a wholly owned subsidiary of the Dubai Financial Market (DFM). DFM is a long-standing, highly successful exchange in Dubai, and is home to many of Dubai's domestic listings. This agreement reflects NASDAQ OMX's commitment to participate in the continuous development of the financial markets in Dubai.
FINRA Fines Pacific Cornerstone Capital, CEO $750,000 For Private Placement Offering Failures

Date 21/12/2009

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Pacific Cornerstone Capital, Inc. of Irvine, CA, and its former chief executive officer, Terry Roussel, a total of $750,000 for failing to include full and complete information in private placement offering documents and marketing material. FINRA also charged Pacific Cornerstone and Roussel with advertising violations and supervisory failures.
Tokyo Commodity Exchange: Circuit Breakers For January 2010

Date 21/12/2009

1. CB Trigger Levels (in JPY) Commodity (Mini & Options Included)
The Options Clearing Corporation Announces Three Officer Promotions

Date 21/12/2009

In a year when the importance of effective risk management and efficient operations was unequivocal, The Options Clearing Corporation (OCC) today announced the promotions of three officers in these critical areas.
Tokyo Commodity Exchange: Margin For January 2010

Date 21/12/2009

Margins to be applied for the trades in January 2010 are as follows (Unit: JPY): Commodity Contract Month Initial *1 S

Guide To Issuing Sukuk From The DIFC Is Published - Prepared By Clifford Chance, Amanie Consulting, The DFSA And The DIFC Authority, The Guide Provides A Summary Of Sukuk Structures And Information On Issuing Sukuk In DIFC

Date 21/12/2009

The Dubai International Financial Centre Authority today announced the release of the “DIFC Sukuk Guide” - a comprehensive introduction to various sukuk structures, as well as legal and regulatory information on issuing sukuk from the DIFC and listing sukuk on NASDAQ Dubai.
HKEx Aims To Revise Market Making Obligations In Its Stock Options Market

Date 21/12/2009

Hong Kong Exchanges and Clearing Limited (HKEx) plans to increase the number of option series assigned to market makers providing continuous quotes for stock options from not less than 18 series per option class to not less than 24 series per option class from 1 February next year, subject to regulatory approval.
CESR Publishes An Update On The Assessment Of The Proposals For MiFID Pre-Trade Transparency Waivers

Date 21/12/2009

The MiFID compliance of these functionalities has been assessed at CESR level on the basis of the new joint process that CESR launched in February 2009. The table (Ref. CESR/09-324) includes information on a new assessments made at CESR level regarding an application for a waiver to be granted on the basis of the MiFID Implementing Regulation that CE
HKEx Publishes Market Statistics In Response To Media Requests

Date 21/12/2009

HKEx Publishes Market Statistics in Response to Media Requests In response to requests from some news organisations which are preparing their year-end reviews, Hong Kong Exchanges and Clearing Limited (HKEx) published today (Monday) a set of market statistics for 2009 (up to 15 December) on its website.
BATS Europe Announces New Pricing For 2010 - Fast-Growing MTF To Rebate 0.18 Basis Points For Adding Liquidity And Charge 0.28 Basis Points For Removing Liquidity

Date 21/12/2009

BATS Europe, an innovative, wholly-owned subsidiary of BATS Global Markets, today announced a new pan-European fee schedule for trading equities, ETFs and ETCs on its integrated book, effective 4th January 2010.