FTSE Mondo Visione Exchanges Index:
News Centre
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Date 22/04/2010
SEC Charges Private Equity Firm And Money Manager For Defrauding Detroit-Area Public Pension Funds
The Securities and Exchange Commission today charged a private equity firm, a money manager and his friend with participating in a fraudulent scheme through which they stole more than $3 million invested by three Detroit-area public pension funds.
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Date 22/04/2010
Deputy Secretary Neal S. Wolin - Remarks At The International Swaps And Derivatives Association 25th Annual Meeting
Thank you very much, Eraj, for that kind introduction. Good morning and thank you all for the opportunity to be here today.
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Date 22/04/2010
Security Traders Association Outlines Principles To Drive Market Structure - Calls For National Market Surveillance System - Weighs In On SEC Market Structure Concept Release
In its meeting on April 22, 2010, The Board of Governors of the The Security Traders Association (STA), the leading advocacy and education organization for professional equity traders in the U.S., approved the initial response of the Association to the SEC’s Concept Release on Market Structure. A formal Comment Letter will be issued in due course.
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Date 22/04/2010
FINRA Fines HSBC Securities (USA) $1.5 Million, US Bancorp $275,000 For Auction Rate Securities Violations - FINRA Found HSBC Sold ARS After Increased Risk Became Apparent - Both Firms Voluntarily Bought Back Over $700 Million In ARS From Customers
The Financial Industry Regulatory Authority (FINRA) announced today that it has settled charges with two additional firms relating to the sale of auction rate securities (ARS) that became illiquid when auctions froze in February 2008 – HSBC Securities (USA) and US Bancorp Investments, Inc.
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Date 22/04/2010
UK's Financial Services Authority Imposes Fines Of £4.25m On Winterflood And Two Traders For Market Abuse Following Success In Court Of Appeal
The Financial Services Authority (FSA) today won its market abuse case in the Court of Appeal against Winterflood and two of its traders, Stephen Sotiriou and Jason Robins. The appeal hearing follows an earlier finding of market abuse by the Financial Services and Markets Tribunal (the Tribunal).
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Date 22/04/2010
Thomson Reuters Strengthens Leadership Of Its Enterprise Business With Key Executive Appointments - Industry Executives Join To Further Accelerate Business Growth And Support New Global Network Launch
Thomson Reuters today announced the appointments of industry executives David Kelly, Roseann Palmieri and Tanya Ezekiel to the leadership team of the Enterprise business. These strategic appointments demonstrate the investment Thomson Reuters is making to accelerate the existing growth of the Enterprise business and the delivery of its next generation solutions.
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Date 22/04/2010
RTS Indices Weekly Review
Weekly review: April 12 – 16, 2010 (pdf, 531 Кб)
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Date 22/04/2010
Toronto Stock Exchange Celebrates 20 Years Of Listing And Trading Exchange Traded Funds - TSX First In The World To List An ETF In 1990
2010 marks the 20th anniversary of the creation of the world’s first Exchange Traded Fund (ETF) on Toronto Stock Exchange. To celebrate this milestone, as well as the exponential growth and success of ETFs in the Canadian and global marketplace, TMX Group CEO Tom Kloet and representatives of Canada’s ETF providers will open trading on Toronto Stock Exchange today.
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Date 22/04/2010
Most Financial Services Practitioners Believe FSA Is Losing Fight Against Insider Dealing, Says CISI Survey
The majority of financial services practitioners believe the FSA is losing the fight against insider dealing, despite its recent spate of enforcement action on financial wrongdoing, a Chartered Institute for Securities & Investment Institute (CISI) survey shows.
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Date 22/04/2010
HKEx: Poll Results Of The 2010 Annual General Meeting And Re-Appointment Of Government Appointed Directors
Please click here to download the document.
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