News Centre

Japan's Financial Services Agency: Administrative Actions Against UBS Securities Japan Ltd And UBS AG, Japan Branches

Date 16/12/2011

I. UBS Securities Japan Ltd

The Securities and Exchange Surveillance Commission (SESC) conducted an inspection on UBS Securities Japan Ltd (hereinafter referred to as the “Company”), and found a violation of the Financial Instruments and Exchange Act (hereinafter referred to as the “FIEA”). On December 9, 2011, the SESC recommended to take administrative action against the Company.

Malawi Stock Exchange Weekly Trading Report Week Ending 16th December 2011

Date 16/12/2011

Japan's Financial Services Agency: Administrative Action On Citigroup Global Markets Japan Inc

Date 16/12/2011

1. The Securities and Exchange Surveillance Commission (SESC) conducted an inspection on Citigroup Global Markets Japan Inc (hereinafter referred to as the ''Company”), and found the following violation of the Financial Instruments and Exchange Act (hereinafter referred to as the ''FIEA''). On December 9, 2011, the SESC recommended to take administrative action against the Company.

RTS Exchange: Final Settlement Prices Determined For FX Futures And Futures On Precious And Industrial Metals

Date 16/12/2011

On December 15, 2011 final settlement prices were calculated for futures contracts on currency pairs.

ECB Announces Two One-Day Liquidity-Providing Fine-Tuning Operations

Date 16/12/2011

The European Central Bank (ECB) has decided to conduct two one-day liquidity-providing fine-tuning operations (FTOs). The first will be allotted on 20 December 2011 and the second on 28 February 2012.

Japan's Financial Services Agency: Administrative Actions Against Citibank Japan Ltd.

Date 16/12/2011

Based on the results of the inspection of Citibank Japan Ltd. (hereinafter referred to as the “CJL”) and the report it submitted, the Financial Services Agency (FSA) today took the following administrative actions against CJL in order to ensure sound and appropriate business operations.

For Participants Of The Stock Market Of The OJSC "Saint Petersburg Exchange"

Date 16/12/2011

Dissolution of the OJSC RTS T+0 market does not imply changes in the current trading modes in OJSC "Saint Petersburg Exchange". All transactions are performed in accordance with effective agreements and using the same accounts.

MCX Weekly Market Report December 09, 2011 - December 15, 2011

Date 16/12/2011

Japan's Financial Services Agency: Remarks By Shozaburo Jimi, Minister Of State For Financial Services

Date 16/12/2011

As I have repeatedly stated, it is highly regrettable from the viewpoint of market fairness and transparency, that the Olympus Corporation has been engaged in deferring the posting of losses from securities and other investments for many years.

FIA Special Report: Senate Panel Probes MF Global Execs On Missing Money, Dec. 15, 2011

Date 16/12/2011

The Senate Agriculture Committee on Dec. 13 held its second hearing focusing on the MF Global bankruptcy. Lawmakers from both sides of the aisle grilled MF Global’s top executives on what took place at the firm that led to a loss of as much as $1.2 billion in customer funds.