News Centre

“Cowboy Company”- Speech Of CFTC Commissioner Bart Chilton To The Amcot 2013 Business Conference, Lake Tahoe, California - Hey Yeah, Hold Your Horses!

Date 06/08/2013

Hey yeah! Much obliged for the introduction. It sure is a fine thing to spend a spell with all you good folks in this pretty part of the American West. I always get a little “giddy-up” when dealing with cooperatives, so it’s a great treat to be with each of you.

NASDAQ OMX July 2013 Volumes

Date 06/08/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) today reported monthly volumes for July 2013, on its investor relations website. A data sheet showing the monthly volumes can be found at: http://ir.nasdaqomx.com/monthly-reporting/.

IntercontinentalExchange And Leading Credit Market Participants Establish ICE Swap Trade - Citi, Morgan Stanley, Societe Generale, And UBS To Support ICE Swap Trade Platform

Date 05/08/2013

IntercontinentalExchange (NYSE: ICE), a leading operator of global markets and clearing houses, announced that several leading market participants will support the development of markets on ICE Swap Trade, ICE's credit default swap (CDS) execution facility that is expected to be introduced in the third quarter of 2013.

ESMA - Updated EMIR Q&A

Date 05/08/2013

Questions and Answers: Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)

Document reference 2013/1080

FINRA Fines Oppenheimer & Co., Inc. $1.4 Million For Sale Of Unregistered Penny Stocks And Anti-Money Laundering Violations

Date 05/08/2013

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Oppenheimer and Co., Inc. $1,425,000 for the sale of unregistered penny stock shares and for failing to have an adequate anti-money laundering (AML) compliance program to detect and report suspicious penny stock transactions. Oppenheimer is also required to retain an independent consultant to conduct a comprehensive review of the adequacy of Oppenheimer's penny stock and AML policies, systems and procedures. Oppenheimer agreed to the sanctions to resolve charges first brought against the firm in a FINRA complaint in May 2013.

Palestine Exchange Investor Monthly Newsletter Issue #40, July 2013

Date 05/08/2013

Click here to download Issue #40, July 2013of  the PEX Investor Monthly Newsletter.

Statement By SEC Commissioner Paredes Upon Departure From The Commission

Date 05/08/2013

Commissioner Troy A. Paredes on Friday made the following statement:

“August 3rd will be my last day as a member of the Securities and Exchange Commission.  Serving as a commissioner for the past five years has been a terrific honor.  The chance to be involved in so many important issues has been rewarding, and it has been a privilege to have served with my fellow members of the Commission and to have worked with the talented SEC staff."

Athens Exchange Monthly Statistical Bulletin June 2013

Date 05/08/2013

Click here to download Athens Exchange's monthly statistical bulletin for June 2013.

Omgeo Named Best Exceptions And Reconciliation Management Provider In 2013 Waters Rankings - Waters’ Readers Voted Omgeo Leading Vendor In The Category For Fourth Consecutive Year

Date 05/08/2013

Omgeo, the global standard for post-trade efficiency, today announced that it has been named “Best Exceptions and Reconciliation Management Provider” in the Waters Rankings for the fourth year in a row. The eleventh annual Waters Rankings winners were selected by a survey of Waters’ 10,000 subscribers, including market participants and readers of Waters magazine, a financial markets technology publication.

EEX Takes A Stand On Capacity Markets In Position Paper

Date 05/08/2013

The European Energy Exchange (EEX) has published a position paper discussing the need for, and design of capacity markets in Germany. By publishing such a paper, EEX is making an active contribution to the intense debate which has been underway in Germany for two years.