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Consultation On Governance-Related Changes To ASX Listings Rules And Guidance Note 9

Date 16/08/2013

ASX has today issued a consultation paper seeking comments on a number of proposed governance-related amendments to its Listing Rules and proposed changes to Guidance Note 9 Disclosure of Corporate Governance Practices.
NZX Auckland Relocating To Zurich House

Date 16/08/2013

NZX has signed a lease with Precinct Properties for NZX’s new Auckland office space in Zurich House, Queen Street, in the heart of Auckland’s Central Business District.
New Zealand's Financial Markets Authority: Dominion Finance Directors Sentenced

Date 16/08/2013

Three former directors of Dominion Finance and North South Finance have today been sentenced to home detention following a prosecution taken by the Financial Markets Authority (FMA).
ASX: Consultation On A Proposed Third Edition Of The Corporate Governance Principles And Recommendations

Date 16/08/2013

The ASX Corporate Governance Council (Council) has today issued a consultation paper seeking comments on a proposed third edition of its Corporate Governance Principles and Recommendations.
Green Mountain Coffee Roasters, Inc. To Join The NASDAQ-100 Index Beginning August 22, 2013

Date 16/08/2013

Green Mountain Coffee Roasters, Inc. (Nasdaq:GMCR) will become a component of the NASDAQ-100 Index® (Nasdaq:NDX), the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) and the NASDAQ-100 Ex-Tech Sector Index (Nasdaq:NDXX) prior to market open on Thursday, August 22, 2013. Green Mountain Coffee Roasters, Inc. will replace Life Technologies Corporation (Nasdaq:LIFE).

Michael Piwowar Sworn In As SEC Commissioner

Date 15/08/2013

The Securities and Exchange Commission announced that Michael S. Piwowar was sworn into office today as an SEC Commissioner by SEC Los Angeles Regional Office Director Michele Wein Layne. He replaces former Commissioner Troy Paredes who stepped down earlier this month.
SEC Obtains Final Judgment Against Conrad M. Black

Date 15/08/2013

The Securities and Exchange Commission announced that on August 13, 2013, the Honorable William T. Hart of the United States District Court for the Northern District of Illinois entered a final judgment against Conrad M. Black, the former Chief Executive Officer and Chairman of Hollinger International, Inc. ("Hollinger International").
Eun Ah Choi Named Managing Executive Of The SEC’s Division Of Investment Management

Date 15/08/2013

The Securities and Exchange Commission today announced that Eun Ah Choi has been named Managing Executive of the Division of Investment Management. She will assume her new role on August 19.
Canadian Securities Regulators Review Canada’s Proxy Voting Infrastructure For Shareholders

Date 15/08/2013

To facilitate discussions among market participants regarding the integrity and reliability of Canada’s proxy voting infrastructure, the Canadian Securities Administrators (CSA) today published for comment, Consultation Paper 54-401 Review of the Proxy Voting Infrastructure.
CBOE, CFE, C2 And CBSX Trading Schedule For The Labor Day Holiday

Date 15/08/2013

CBOE Holdings, Inc. (NASDAQ: CBOE) announced the following trading schedule for Chicago Board Options Exchange (CBOE), CBOE Futures Exchange (CFE), C2 Options Exchange (C2), and CBOE Stock Exchange (CBSX) in observance of the Labor Day Holiday.