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NZX March 2014 Shareholder Metrics

Date 03/04/2014

Please find attached Shareholder Metrics for March 2014.
Taking An Informed Approach To Issues Facing The Mutual Fund Industry, SEC Commissioner Luis A. Aguilar, Washington, DC, April 2, 2014

Date 02/04/2014

Good afternoon. Thank you for that kind introduction. Before I begin my remarks, let me issue the standard disclaimer that the views I express today are my own, and do not necessarily reflect the views of the U.S. Securities and Exchange Commission (“SEC” or “Commission”), my fellow Commissioners, or members of the staff.
DTCC Names Four New Members To Board Of Directors

Date 02/04/2014

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that four new members have been elected to its Board of Directors.
Office Of The Comptroller: Darrin Benhart Named Co-Chair Of International Task Force On Prudential Treatment Of Assets

Date 02/04/2014

The Office of the Comptroller of the Currency today announced that Deputy Comptroller for Credit and Market Risk Darrin Benhart will co-chair the Task Force on Prudential Treatment of Assets of the Basel Committee on Bank Supervision.
CalPERS Pension Benefits Generate $30 Billion In Economic Activity - Additional $20 Billion Invested In California

Date 02/04/2014

More than $30 billion in economic activity was generated by retirement benefits paid by the State’s pension fund, according to a study released by the California Public Employees’ Retirement System (CalPERS).

National Stock Exchange: Pricing Change For Executions In Securities Priced At $1.00 Or Greater

Date 02/04/2014

National Stock Exchange, Inc. (“NSX” or the “Exchange”) is issuing this Information Circular to advise Exchange Equity Trading Permit (“ETP”) Holders that, subject to review by the Securities and Exchange Commission, as of April 1, 2014 the Exchange has changed the fees and rebates applicable to transactions in securities priced at $1.00 or greater under Section I of the Exchange’s Fee and Rebate Schedule issued pursuant to Exchange Rule 16.1.
Thomson Reuters First-Quarter 2014 Earnings Announcement And Webcast Scheduled For Wednesday, April 30, 2014 - Conference Call And Webcast Scheduled For 8:30 A.M. EDT

Date 02/04/2014

Thomson Reuters (NYSE, TSX: TRI), the world’s leading source of intelligent information for businesses and professionals, announced today that its first-quarter 2014 earnings will be issued via news release on Wednesday, April 30, 2014.
Spot Trading Elevates Three To Partner: McInerney, Penley And Nakagawa

Date 02/04/2014

Spot Trading LLC, a leading proprietary trading firm, announced today the addition of three executives to the firm's partnership. Robin McInerney, Daniel Penley and Aki Nakagawa have now joined Spot's existing group of 10 partners.
SEC: Rebecca Olsen Named Chief Counsel In The Office Of Municipal Securities

Date 02/04/2014

The Securities and Exchange Commission today announced that Rebecca J. Olsen has been named chief counsel in its Office of Municipal Securities.
MIAX Options - FIX Order Auto Cancel On Disconnect (ACOD) New Deployment Date

Date 02/04/2014

The MIAX Options Exchange is pleased to announce that it will introduce the Auto Cancel on Disconnect (ACOD) functionality on April 21, 2014.