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US Federal Agencies Release Public Sections Of Resolution Plans
Date 02/07/2014
The Federal Reserve Board and the Federal Deposit Insurance Corporation (FDIC) on Wednesday released the public portions of annual resolution plans for 17 financial firms. Each plan must describe the company's strategy for rapid and orderly resolution under the U.S. Bankruptcy Code in the event of material financial distress or failure of the company.
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SEC Charges Five Traders With Short Selling Violations
Date 02/07/2014
The Securities and Exchange Commission today charged five traders for committing short selling violations while trading for themselves and Worldwide Capital Inc., a Long Island, N.Y.-based proprietary firm that earlier this year paid the largest-ever monetary sanction for Rule 105 violations.
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FINRA Bars Broker For Insider Trading In Japanese Securities
Date 02/07/2014
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred Kenneth Ronald Allen, a former equity trader at First New York Securities L.L.C., from the securities industry for trading Japanese securities on the basis of material, non-publicized information that he received from a corporate insider.
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James McNamara Named As SEC Deputy Chief Human Capital Officer In The Office Of Human Resources
Date 02/07/2014
The Securities and Exchange Commission today announced that James McNamara has been selected as the deputy chief human capital officer in its Office of Human Resources.
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exactEarth And Genscape Announce Strategic Alliance
Date 02/07/2014
exactEarth Ltd., a leading provider of global maritime vessel data, is pleased to announce a new, expanded strategic alliance with Genscape Inc., the leading real-time energy information supplier to commercial markets. exactEarth and Genscape, having extremely complementary backgrounds and capabilities, are now looking to apply their respective technologies, resources, and experiences to jointly explore the development and distribution of AIS-based data products and services to customers around the globe.
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European Commission Urges Governments To Embrace Potential Of Big Data
Date 02/07/2014
Data collection and exploitation is a growing phenomenon; in response to industry and grassroots demands the European Commission is today calling on national governments to wake-up to this “big data” revolution.
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ICMA And Rule Financial Launch T2S Survey
Date 02/07/2014
The International Capital Markets Association (ICMA) and Rule Financial have today announced the launch of a joint survey into industry preparedness for and attitudes towards Target 2 Securities (T2S).
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Tradeweb's Global Government Bonds Datasheet - June 2014
Date 02/07/2014
Click here to download Tradeweb’s new monthly DataSheet for global government 10-year benchmark bonds.
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Maciej Wewiór Appointed Director Of Public Relations Department And Spokesperson Of Warsaw Stock Exchange
Date 02/07/2014
Maciej Wewiór has been appointed Director of the Public Relations Department of Warsaw Stock Exchange and its Spokesperson.
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EBA Publishes Lists For The Calculation Of Capital Requirements For Credit Risk
Date 02/07/2014
The European Banking Authority (EBA) published today a series of lists in the field of credit risk, in accordance with the EU Capital Requirements Regulation (CRR). These lists will assist EU institutions in the determination of their capital requirements for credit risk.
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