FTSE Mondo Visione Exchanges Index:

News Centre

6993 -TR_ Extra Event Banners - 468 x 60

News

MIAX Options Exchange: New Rules Regarding Nullification And Adjustment Of Options Transactions Including Obvious Errors, Operative May 8, 2015

Date 06/05/2015

Effective Friday, May 8, 2015, MIAX has adopted new harmonized MIAX Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors.
Nasdaq Shareholders Elect Members To Board Of Directors

Date 06/05/2015

Nasdaq (Nasdaq:NDAQ) shareholders today elected all nominated directors at the Annual Meeting of Shareholders. Board members Charlene T. Begley, Steven D. Black, Börje E. Ekholm, Robert Greifeld, Glenn H. Hutchins, Essa Kazim, Thomas A. Kloet, John D. Markese, Ellyn A. McColgan, Michael R. Splinter, and Lars R. Wedenborn were elected to their positions. Subsequent to the Annual Meeting, Börje E. Ekholm was re-elected to serve as Chairman of the Board by the Board of Directors.
SEC Charges Four Former Officers Of Delaware Bank Holding Company With Disclosure Fraud

Date 06/05/2015

The Securities and Exchange Commission today filed fraud charges against four former officers of Wilmington Trust for intentionally understating past due bank loans during the financial crisis. The former Delaware-based bank holding company was acquired by M&T Bank in May 2011 and paid $18.5 million in September 2014 to settle related SEC charges of improper accounting and disclosure fraud.
TMX Group Equity Financing Statistics – April 2015

Date 06/05/2015

TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for April 2015.
CFTC Swaps Report Update

Date 06/05/2015

CFTC's Weekly Swaps Report has been updated, and is now available.

FINRA Sanctions LPL Financial LLC $11.7 Million For Widespread Supervisory Failures Related To Complex Products Sales, Trade Surveillance And Trade Confirmations Delivery - LPL Ordered To Pay Approximately $1.7 Million In Restitution To Customers

Date 06/05/2015

The Financial Industry Regulatory Authority (FINRA) announced today that it has censured LPL Financial LLC and fined it $10 million for broad supervisory failures in a number of key areas, including the sales of non-traditional exchange-traded funds (ETFs), certain variable annuity contracts, non-traded real estate investment trusts (REITs) and other complex products, as well as its failure to monitor and report trades and deliver to customers more than 14 million trade confirmations. In addition to the fine, FINRA ordered LPL to pay approximately $1.7 million in restitution to certain customers who purchased non-traditional ETFs. The firm may pay additional compensation to ETF purchasers pending a review of its ETF systems and procedures.
Investor-State Dispute Settlement Proposals Debated With European Commissioner Malmström

Date 06/05/2015

A lively debate on the proposal for “reformed system” to resolve disputes between foreign investors and states in the Transatlantic Trade and investment partnership (TTIP) deal, currently being negotiated between the EU and the United states, took place between Trade Committee MEPs and EU Trade Commissioner Malmström on Wednesday afternoon.
ETS Market Stability Reserve: MEPs Strike Deal With European Council

Date 06/05/2015

A draft law to reform the EU Emissions Trading Scheme (ETS), by reducing the surplus of carbon credits available for trading into order to support the price, was informally agreed upon by MEPs and the Latvian Presidency of the EU Council of Ministers on Tuesday. The surplus reserve would start operating in 2019.
Joint Statement Following The Phone Call Between European Commission President Jean-Claude Juncker And Prime Minister Of The Hellenic Republic Alexis Tsipras

Date 06/05/2015

President Juncker and Prime Minister Tsipras spoke on the phone today.
Joint Statement By The European Commission, The European Central Bank And The International Monetary Fund - Greece

Date 06/05/2015

The European Commission, the European Central Bank and the International Monetary Fund share the same objective of helping Greece achieve financial stability and growth.