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Date 10/10/2013
UK's Financial Conduct Authority: Financial Services Regulation And Enforcement: Recent Developments And Emerging Issues
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.
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Date 10/10/2013
Novitas Partners And AlfaSec Advisors Enter A Strategic Alliance
We are pleased to announce that Novitas Partners LLP (Novitas) and AlfaSec Advisors Pte Ltd (AlfaSec) have formed a strategic alliance to provide enhanced Corporate Finance Services. The partnership will offer Corporate Finance Services based in Asia, add improved access to Asia for European clients as well as improved access to Europe for Asian clients.
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Date 10/10/2013
SIX Swiss Exchange: Regulation Of Short Selling As Part Of Self-Regulation
In Switzerland, there are no provisions to regulate short selling in terms of laws or stock exchange regulations. In 2008, an announcement was made by the then Swiss Federal Banking Commission (SFBC) and SIX Swiss Exchange imposing certain restrictions on short selling.
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Date 10/10/2013
Thai Bourse Adds Construction Services Sector, Includes REIT In Property Fund Sector, Effective Jan 2, 2014
The Stock Exchange of Thailand (SET) will launch new sector No. 28, “Construction Services” and will also include real estate investment trust (REIT) in the Property Fund sector and accordingly rename the sector to be “Property Funds & REIT”, enabling investors to analyze and compare information of each company more accurately.
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Date 10/10/2013
NYSE Group Inc. Issues Short Interest Report
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of September 30, 2013.
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Date 10/10/2013
NASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date September 30, 2013
At the end of the settlement date of September 30, 2013, short interest in 2,143 NASDAQ Global MarketSM securities totaled 7,096,278,074 shares compared with 7,061,571,599 shares in 2,127 Global Market issues reported for the prior settlement date of September 13, 2013. The end-of-September short interest represents 4.29 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.86 days for the prior reporting period.
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Date 10/10/2013
NYSE MKT Issues Short Interest Report
NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of September 30, 2013.
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Date 09/10/2013
Remarks At The Securities Enforcement Forum, SEC Chair, Mary Jo White, Washington D.C.
It is a pleasure to be here. The website posting for this event says I am talking about “the most important issues” that you as inside and outside counsel will face.
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Date 09/10/2013
Statement By Federal Reserve Board Vice Chair Yellen On Her Nomination By President Obama
Thank you, Mr. President, I am honored and humbled by the faith you have placed in me. If confirmed by the Senate, I pledge to do my utmost to keep that trust and meet the great responsibilities that Congress has entrusted to the Federal Reserve--to promote maximum employment, stable prices, and a strong and stable financial system.
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Date 09/10/2013
Statement By Federal Reserve Board Chairman Bernanke On The Nomination of Vice Chair Yellen By President Obama
President Obama has made an outstanding choice in nominating my colleague and friend Janet Yellen to chair the Federal Reserve Board. Janet is exceptionally well qualified for the position, with stellar academic credentials and a strong record as a leader and a policymaker.
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