FTSE Mondo Visione Exchanges Index:
News Centre
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Date 05/12/2013
Japan's Securities and Exchange Surveillance Commission: Recommendation For Administrative Action Based On Findings Of The Inspection Of Deutsche Securities Inc.
1. Contents of the recommendation
Pursuant to Article 20, paragraph (1) of the Act for the Establishment of the Financial Services Agency (FSA), the Securities and Exchange Surveillance Commission (SESC) issued today a recommendation that the Prime Minister and the Commissioner of the FSA shall take administrative action against Deutsche Securities Inc.* (hereinafter referred to as "Company"). This recommendation is based on the findings of the inspection of the Company, whereby the following violations of the law and the ordinance by the Company were identified.
*Basic information regarding Deutsche Securities Inc.
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Date 05/12/2013
Shenzhen Stock Exchange Launched On-line Law Consultation And Solicitation For Suggestions On Rules On December 4th, National Law Publicity Day
Upon the advent of 13th ‘December 4th’ National Law Publicity Day, Shenzhen Stock Exchange (SZSE), China Securities Depository and Clearing Corporation Limited Shenzhen Branch, Shenzhen Securities Information Co., Ltd. jointly launched an annual online law consultation with the theme ‘To Protect the Legal Rights and Interests of Small and Medium Investors, to Build Simplified and Transparent Business Rules and Regulation System’. Unlike activities of the previous years, SZSE takes the advantage of online interaction platform of http://www.p5w.net/ for not only law and rule consultation service, but also solicitation for advice and suggestions on business rules from the market bodies. SZSE, which based on the market and open for market suggestions, emphasizes the scientific nature and democracy of rules formulation in the process of promoting rule system development.
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Date 05/12/2013
HKEx Monthly Market Highlights - November 2013
Highlights
- Securities Market
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The average daily turnover for the first 11 months of 2013 was $63,097 million, an increase of 19 per cent when compared with $53,233 million for the same period last year.
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Date 05/12/2013
Bloomberg Vault Adopted By Jefferies For Information Governance - Bloomberg's Cloud-Based Archiving And E-Discovery Solution Lowers Costs And Enhances Oversight Of Enterprise Information
Bloomberg's cloud-based archiving, e-discovery, and compliance service, Bloomberg Vault, has been adopted by global investment bank Jefferies Group LLC for enterprise information management. Bloomberg Vault archives a broad range of enterprise communications, including email, instant messages, mobile, and Bloomberg communication, for Jefferies globally as a complete and cost-effective managed service.
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Date 05/12/2013
Hong Kong's Securities And Futures Commission Reprimands And Fines Broker For Breaching Telephone Recording Requirements
The Securities and Futures Commission (SFC) has reprimanded Ms Tang Wai Chun, an account executive of China Merchants Securities (HK) Co., Limited (China Merchants), and fined her $40,000 for non-compliance with order recording requirements under the Code of Conduct.
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Date 05/12/2013
Official Of Dalian Commodity Exchange Agri-Product Department Explains Design Of Delivery Places For Fiberboard, Blockboard - Conforming To The Logistics Pattern In Designing The Delivery Places For The “Two Boards”
Lately, an official of the Agricultural Product Department of Dalian Commodity Exchange (DCE) said in an interview on the selection of the delivery places for the “two boards” that the warehouses in Guangdong Province are set as the standard warehouses and those in Tianjin, Zhejiang Province, and Jiangsu Province are set as the non-standard delivery places for fiberboard with the premium of RMB 5 per piece; the warehouses in Zhejiang and Jiangsu are set as the standard delivery warehouses for blockboard with the discount in Tianjin of RMB 10 per piece and that in Hebei Province, Shandong Province, and Guangdong Province of RMB 20 per piece. Such a design has taken full account of such factors as the deliverable amount, the logistics nodes, the circulation radiation capacity, and the representativeness of the price, so as to ensure the smooth operation of the delivery.
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Date 05/12/2013
HKEx On-Floor & Off-Floor Trading Statistics
Transaction in Terms of Turnover and Number of Trades Conducted On-floor and Off-floor -
Date 05/12/2013
Millions Of Hidden Share Trades To Be Revealed
Millions of previously hidden US stock trades will be revealed for the first time on Monday December 9 thanks to research from a team of academics.
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Date 05/12/2013
PEGAS Markets Set New Records In November - Product Offering Extended By 1 MW Spot And Derivatives Products
PEGAS, the natural gas platform established by the European Energy Exchange (EEX) and Powernext, announced that a total volume of 27.8 TWh was traded on the platform and cleared by European Commodity Clearing (ECC) in November 2013. This represents an increase of 24 % in comparison to 22.5 TWh traded in October.
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Date 05/12/2013
Dubai Financial Market (DFM) Accredits “Al Dhabi Brokerage” And “Securities & Investment Company UAE” For Margin Trading
Dubai Financial Market (DFM) today announced that “Al Dhabi Brokerage” and “Securities & Investment Company UAE” have been accredited to provide Margin Trading, lifting the total number of DFM brokerage firms providing this service to 11 companies, 8 of them have been accredited since the beginning of this year. The exchange is currently processing similar applications from other brokerage firms in collaboration with the Securities and Commodities Authority (SCA).
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