News Centre

New Share-Referenced Certificate ("TRAC") Listed On The Mexican Stock Exchange ("BMV") - “FIBRATC” Will Replicate The Mexican Stock Exchange's BMV FIBRAS INDEX, With Which It Will Reflect The Behavior Of This Index, Thereby Facilitating Diversified Investments In This Type Of Products

Date 30/10/2014

A Public Offer of Indexed Trust Stock Certificates was held yesterday, which replicates the Mexican Stock Exchange's BMV FIBRAS INDEX, issued by the Trust Department of the Nacional  Financiera  S.N.C., Development Bank Institution, in the capacity of fiduciary of the issuing trust, with ticker code “FIBRATC”, through BBVA Bancomer Asset Management.

The Options Industry Council Announces Investor Education Day In The San Francisco Area November 15

Date 30/10/2014

The Options Industry Council (OIC) today announced that its fourth and final Investor Education Day (IED) for 2014 is being held in Millbrae, CA on November 15.

SEC And FINRA Warn Investors About Penny Stock Scams Hyping Dormant Shell Companies

Date 30/10/2014

The Securities and Exchange Commission’s Office of Investor Education and Advocacy and the Financial Industry Regulatory Authority (FINRA) today issued an alert warning investors that some penny stocks being aggressively promoted as great investment opportunities may in fact be stocks of dormant shell companies with little to no business operations.

Hong Kong's Securities And Futures Commission: Market Misconduct Tribunal Sets Date For Hearing On Greencool’s Ex-Chairman And Former Senior Executives

Date 30/10/2014

The Market Misconduct Tribunal (MMT) has fixed 14 September 2015 for the start of its inquiry into alleged market misconduct by the former chairman and chief executive officer, Mr Gu Chujun, and eight other former senior executives of Greencool Technology Holdings Limited.

Borsa Italiana Introduces Weekly Single Stock Options On The IDEM Market

Date 30/10/2014

• Available as from today on the IDEM market, the Italian derivatives market of Borsa Italiana
• The new weekly expiry date complement the existing derivatives offering on the IDEM market
• Weekly stock options are available on Assicurazioni Generali, Enel, Eni, Fiat Chrysler Automobiles, Intesa Sanpaolo, Telecom Italia and UniCredit shares

Appointment To The Monetary Authority Of Singapore Board Of Directors

Date 30/10/2014

The Monetary Authority of Singapore (MAS) announced that Mr V K Rajah, the Attorney-General, will be appointed to its Board of Directors.  Mr Rajah’s term of appointment will be from 1 November 2014 to 31 October 2017. 

ITG Announces Triton Integration With FX Connect® - Award-Winning Execution Management System (EMS) Now Linked With State Street’s End-To-End, Multi-Bank Foreign Exchange Platform

Date 30/10/2014

ITG (NYSE: ITG), a leading execution and research broker, and FX Connect ®, State Street Global Exchange’s end-to-end, multi-bank foreign exchange platform,  announced today that the ITG Triton® execution management system will be integrated with the FX Connect foreign exchange platform.

BGC Partners Reports Third Quarter 2014 Financial Results

Date 30/10/2014

• Declares Quarterly Dividend 
• Conference Call to Discuss Results Scheduled for 10:00 AM ET Today 

FCA Fines Sesame Ltd For ‘Pay-To-Play’ Arrangements

Date 30/10/2014

Sesame Ltd, the UK’s largest network of financial advisers, has been fined £1,598,000 by the Financial Conduct Authority (FCA) for setting up a pay-to-play scheme. Sesame’s arrangement effectively undermined the ban on commission payments brought in by the Retail Distribution Review (RDR). The pay-to-play scheme meant that the range of products recommended to Sesame clients under its restricted advice service was influenced by the amount of services Sesame had sold to product providers.

TSX Venture Exchange Celebrates 600 Graduates - TMX Group’s Unique Two-Tier Exchange Model Supports Growth Of Companies At All Stages

Date 30/10/2014

TMX Group today announced that with the graduation of Fission Uranium Corp. (FCU) from TSX Venture Exchange (TSXV) to Toronto Stock Exchange (TSX), the total number of companies to graduate from TSXV to TSX has reached 600 since January 1, 2000. These companies have raised $85 billion in equity capital on TSX since then.