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  • Conduct Risk Briefing: Speech By Robert Taylor, Head Of Wealth Management & Private Banking, At The UK Financial Conduct Authority

    Date 28/11/2014

    The reason we’re here today is to make certain that boards and senior management are taking a closer look at conduct risk. Conduct risk is a wide ranging topic and I want to use my time to focus on three areas, which I believe need further focus. I want take this opportunity to speak to you about three risks that I believe need to be discussed and looked at in more detail at boards and committees; Politically Exposed Persons (PEPs), anti-money laundering and sustainability.

  • TSX Venture Exchange Celebrates Its 15th Anniversary

    Date 28/11/2014

    TMX Group today announced that TSX Venture Exchange (TSXV) is celebrating its 15th anniversary.

  • STOXX Licenses iSTOXX Europe ESG Select 30 TO JP Morgan

    Date 28/11/2014

    STOXX Limited, a leading provider of innovative, tradable and global index concepts, today licensed the iSTOXX Europe ESG Select 30 Index to JP Morgan for a structured product. The index screens European companies from the STOXX Global ESG Leaders Index for those that pay high dividends and also have low volatility, thus creating a hybrid portfolio of ESG, high dividend and low volatility strategies.

  • ACER: Updated Gas Target Model Launch Event To Take Place In Charlemagne

    Date 28/11/2014

    The Agency for the Cooperation of Energy Regulators (ACER) is pleased to confirm the location of the ACER workshop on the launch of the updated Gas Target Model on Friday, 16 January 2015. It will take place in Brussels at the Charlemagne Building of the European Commission, Jenkins Room, Wetstraat 170 Rue de la Loi. Likewise we are happy to confirm that the event will be web streamed. Also the agenda has been updated. To register for the event or to find out more please go here.

  • ESMA Submits Advice On Delegated Acts Required By The UCITS V Directive

    Date 28/11/2014

    On 3 July 2014 ESMA received a provisional request from the European Commission for technical advice on the content of two of the delegated acts on depositaries required by UCITS V. ESMA published a consultation paper on 26 September setting out the draft technical advice on those delegated acts. That consultation closed on 24 October. This report sets out ESMA’s final advice to the Commission in light of the feedback from stakeholders.

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