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Thomson Reuters Full-Year And Fourth-Quarter 2014 Earnings Announcement And Webcast Scheduled For Wednesday, February 11, 2015 - Conference Call And Webcast Scheduled For 8:30 A.M. EST
Date 06/01/2015
Thomson Reuters (NYSE, TSX: TRI), the world’s leading source of intelligent information for businesses and professionals, announced today that its full-year and fourth-quarter 2014 earnings will be issued via news release on Wednesday, February 11, 2015.
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TMX Group Consolidated Trading Statistics – December 2014
Date 06/01/2015
TMX Group Limited today announced December 2014 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TMX Select, Alpha, Montreal Exchange (MX) and NGX.
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Acquisition Of Kinetic Partners By Duff & Phelps Has Been Completed
Date 06/01/2015
The acquisition of Kinetic Partners by Duff & Phelps, the premier global valuation and corporate finance advisor, has been completed.
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CFTC Staff Issues No-Action Relief To A Swap Dealer From Certain Chief Compliance Officer Reporting Line Requirements Under Commission Regulations
Date 06/01/2015
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) provided conditional no-action relief to a provisionally registered swap dealer, permitting the firm, subject to the conditions in the letter, to:
- maintain a limited reporting line for the chief compliance officer (CCO) to the “governing body” established pursuant to Commission regulation 23.600,
- undertake CCO consultations required under regulation 3.3 with the governing body instead of the board of directors or senior officer (with summary reports provided to the board or senior officer), and;
- have the CCO meet with the governing body at least annually and at the election of the CCO, rather than with the board of directors or senior officer, so long as the CCO is able to meet with the board or senior officer at the CCO’s election.
- maintain a limited reporting line for the chief compliance officer (CCO) to the “governing body” established pursuant to Commission regulation 23.600,
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Toronto Stock Exchange Continues Its Endorsement Of CNW For Newswire And Webcast Services
Date 06/01/2015
CNW and Toronto Stock Exchange (TSX) announced today that TSX will continue its endorsement of CNW for its newswire and financial results webcasting services. TSX has endorsed CNW's newswire services since 2003. CNW is the only newswire provider commercially endorsed by TSX.
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Mizuho Bank Becomes First Japanese Bank To Be Approved To Issue Letters Of Credit For DME From Singapore
Date 06/01/2015
Dubai Mercantile Exchange (DME) announced today that Tokyo-headquartered Mizuho Bank has been approved to issue Letters of Credit (LCs) for trading on DME directly from Singapore.
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FINRA Releases 2015 Regulatory And Exam Priorities Letter - Five Challenges Firms Should Address Highlighted In 10th Anniversary Of Letter
Date 06/01/2015
The Financial Industry Regulatory Authority (FINRA) today released its 2015 Regulatory and Examination Priorities letter highlighting significant risks and issues that, if not properly addressed, could adversely affect investors and market integrity. This year's letter, the tenth edition of providing such guidance to firms, focuses on key sales practice, financial and operational, and market integrity matters, and identifies challenges in five key areas that should be addressed to get ahead of the concerns raised in the letter.
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Direct Edge Trading Notice #14-64: Reminder: BATS/Direct Edge Integration Update Conference Call On January 7, 2015
Date 06/01/2015
On Wednesday, January 7, 2015 at 11 a.m. ET, BATS Global Markets will hold a final conference call to update customers on the implementation progress and schedule for integrating the Direct Edge exchanges to BATS Technology that will complete on Monday, January 12, 2015. During the call, we will provide updates related to BATS/Direct Edge data center moves and latency equalization, the integration timeline, certification requirements, testing opportunities, feature release progress and other information of interest.
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Thomson Reuters To Administer Two Of Canada's Fundamental Financial Benchmarks - Thomson Reuters Benchmark Services Limited To Administer The Important CDOR And CORRA Rates
Date 06/01/2015
Thomson Reuters, the world’s leading source of intelligent information for businesses and professionals, today announced its appointment to administer Canada’s two key interest rate benchmarks, CDOR and CORRA.
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Cairo Amman Bank Alert: Amman Stock Exchange And Central Bank of Jordan Will Be Closed On Wednesday 7th Of January
Date 06/01/2015
Due to the expected weather condition, the Governor of the Central Bank of Jordan announced that the Jordanian banks will be closed tomorrow Wednesday 7th of January 2015.
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