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Date 06/03/2014
Remarks At AIMA Global Policy & Regulatory Forum - SEC Commissioner Michael S. Piwowar, New York, NY, March 6, 2014
Thank you, Kathy [Casey], for that kind introduction. Thank you, Kathy and Jiri [Krol], for inviting me to lead off the excellent program that AIMA has put together. I have enjoyed working with both of you over the past few years on numerous global policy and regulatory issues, which is the focus of today’s forum.
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Date 06/03/2014
TMX Group Equity Financing Statistics - February 2014 - Toronto Stock Exchange, TSX Venture Exchange
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for February 2014.
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Date 06/03/2014
European Banking Authority Publishes Results Of The Basel III Monitoring Exercise As Of 30 June 2013
The European Banking Authority (EBA) publishes today its fifth report of the Basel III monitoring exercise on the European banking system. This exercise, run in parallel with the one conducted by the Basel Committee on Banking Supervision (BCBS) at a global level, allowed to gather aggregate results on capital, Risk Weighted Assets (RWAs), liquidity and leverage ratios for banks in the European Union (EU).
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Date 06/03/2014
SEC Charges Five Executives And Finance Professionals Behind Fraudulent Bond Offering By International Law Firm
The Securities and Exchange Commission today charged five executives and finance professionals with facilitating a $150 million fraudulent bond offering by Dewey & LeBoeuf, the international law firm where they worked.
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Date 06/03/2014
Nigerian Stock Exchange: Dealing Clerks To Undergo Continuous Professional Development
The Nigerian Stock Exchange (NSE) has concluded arrangements to carry out its Continuous Professional Development (CPD) training for dealing clerks in the Nigerian Capital Market. The programme is scheduled to take place at The Stock Exchange Building in Marina Lagos on March 15, 2014.
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Date 06/03/2014
Jonathan Kellner Named CEO Of Instinet Incorporated
Instinet Incorporated today announced the appointment of Jonathan Kellner as CEO. He replaces Fumiki Kondo, who has been designated to become head of Nomura Asset Management’s overseas client division in Tokyo.
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Date 06/03/2014
Irish Stock Exchange Statistics February 2014
Please click here for the February 2014 ISE monthly statistical report.
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Date 06/03/2014
Moscow Exchange Supervisory Board Candidate List Approved
On 5 March, Moscow Exchange"s Supervisory Board approved the shareholders" list of Board candidates. The new Board will be appointed at the exchange"s 2014 AGM.
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Date 06/03/2014
The Crowdfunding Centre: FCA's New Rules For Crowdfunding Met With Anger And Disappointment
Today’s announcement from the FCA on new rules for crowdfunding has been met with anger and disappointment by members of the crowdfunding industry.
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Date 06/03/2014
Testimony Of Acting Chairman Mark P. Wetjen Before The U.S. House Appropriations Subcommittee On Agriculture, Rural Development, Food And Drug Administration, And Related Agencies
Good morning, Chairman Aderholt, Ranking Member Farr and members of the Subcommittee. Thank you for inviting me to today’s hearing on the FY 2015 President’s Budget request for the Commodity Futures Trading Commission (“Commission” or “CFTC”).
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