News Centre

NZX IPO Masterclass – Vista Listing Story

Date 02/09/2015

NZX hosted an IPO Masterclass in Auckland yesterday. Vista Group International and its advisory team spoke about the company’s listing story and the opportunities and challenges of listing on NZX.

NZX: August 2015 Shareholder Metrics

Date 02/09/2015

Please find attached Shareholder Metrics for August 2015.

Attachments

• NZX August 2015 Shareholder Metrics

British Columbia Securities Commission Panel Issues Lifetime Ban Against North Vancouver Man For Fraud

Date 02/09/2015

A British Columbia Securities Commission (BCSC) panel has fined and permanently banned Hussain Dhala from the province’s capital markets for fraud and lying to a commission investigator. 

CFTC Swaps Report Update

Date 02/09/2015

CFTC's Weekly Swaps Report has been updated, and is now available.

MGEX Concludes Best Fiscal Year Of All-Time

Date 02/09/2015

MGEX, a Designated Contract Market (DCM) and Derivatives Clearing Organization (DCO), concluded its fiscal year on Monday and set new all-time records in both total volume and electronic volume.

100 Million Transactions Processed Marks Significant Milestone For DTCC’s Alternative Investment Products (AIP) Suite Of Services - Platform Provides Standardized, End-To-End Processing For The Alternatives Marketplace, Reducing Costs And Risks For Clients

Date 02/09/2015

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, announced that it has processed over 100 million transactions through its Alternative Investment Products (AIP) platform since its launch, marking a key milestone in the growing adoption of the service.

FINRA Issues Investor Alert, Messaging Apps Are Latest Platform For Delivering Pump-And-Dump Scams

Date 02/09/2015

The Financial Industry Regulatory Authority (FINRA) issued a new Investor Alert called Messaging Apps Are Latest Platform for Delivering Pump-And-Dump Scams. FINRA's new Alert warns investors to be wary of stock promotions sent through increasingly popular messaging apps such as WhatsApp.

FTSE UK Index Series Quarterly Review September 2015

Date 02/09/2015

• Berkeley Group Holdings to join FTSE 100
• Weir Group to enter FTSE 250 in rebalance 

SEC Charges Advisory Firm With Fraud For Improperly Retaining Fees

Date 02/09/2015

The Securities and Exchange Commission today announced that an investment advisory firm in Philadelphia has agreed to pay more than $21 million to settle charges that it fraudulently retained fees belonging to collateralized debt obligation (CDO) clients.

FTSE China Index Series Quarterly Review

Date 02/09/2015

• Four additions to the FTSE China A50 Index in this review period
• Two additions to the FTSE China 50 Index