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Westpac MNI China Consumer Confidence Declines In April - Rate Cut Boost Unwinds As Reality Of Weak Growth Weighs

Date 29/04/2015

Chinese consumer sentiment deteriorated in April, slipping back close to the level seen in November last year before the latest round of interest rate cuts began.
Diversification Made Simple Through SGX ETFs

Date 29/04/2015

Following MAS’ regulatory amendments of the Excluded Investment Products (EIP) definition for collective investment schemes, the Singapore Exchange (SGX) says that easier access to Exchange Traded Funds (ETFs) will provide retail investors with a simple and low-cost way of building a well-diversified investment portfolio.
Monetary Authority Of Singapore: Easier Access To Simpler Funds For Retail Investors

Date 29/04/2015

From today, retail investors can expect easier access to a wider range of investment funds, including exchange-traded funds (ETFs)1. This enhancement is part of the Monetary Authority of Singapore’s (MAS) broader effort to expand the range of simple, low-cost investment options available to retail investors.
Nasdaq To Webcast 2015 Annual Shareholders Meeting

Date 29/04/2015

Nasdaq (Nasdaq:NDAQ) will webcast its annual stockholders meeting live on Wednesday, May 6, 2015 at 9 a.m. Eastern Time from the Nasdaq MarketSite.
SEC Announces Award To Whistleblower In First Retaliation Case

Date 28/04/2015

The Securities and Exchange Commission today announced a maximum whistleblower award payment of 30 percent of amounts collected in connection with In the Matter of Paradigm Capital Management, Inc. and Candace King Weir, File No. 3-15930 (June 16, 2014), the SEC’s first retaliation case. The whistleblower will receive over $600,000 for providing key original information that led to the successful SEC enforcement action. The whistleblower in this matter suffered unique hardships, including retaliation, as a result of reporting to the Commission.

Platts Report: China Oil Demand Climbed 6.5% Year Over Year In March - Highest Growth Rate Since September Driven By Recovery In Gasoil Demand

Date 28/04/2015

China's apparent oil demand* in March increased 6.5% from a year earlier to 44.73 million metric tons (mt), or an average 10.58 million barrels per day (b/d), according to a just-released Platts analysis of Chinese government data.
FINRA Files Cease And Desist Order Against Avenir Financial Group, CEO Michael Clements, And Registered Representative Karim Ibrahim For Fraud Against Elderly Investors - Registered Representative Cesar Rodriguez Barred For Fraud And Improper Use Of Customer Funds

Date 28/04/2015

The Financial Industry Regulatory Authority (FINRA) announced yesterday that Avenir Financial Group, its CEO Michael Clements, and registered representative Karim Ibrahim aka Chris Allen consented to an order halting further fraudulent sales of equity interests in the firm and promissory notes pending a hearing on fraud charges relating to the same offerings. The sales, which occurred from October 2013 to the present, were often to elderly customers of the firm, and the respondents' capital-raising practices were continuing. FINRA obtained the order based on its concern regarding ongoing customer harm and depletion of investor assets prior to the completion of a formal disciplinary proceeding against the firm and these individuals. FINRA also permanently barred registered representative Cesar Rodriguez from the securities industry for fraud and for improperly using $77,000 of investor funds for personal expenses in a related offering.
IIROC 2015-2016 Priorities

Date 28/04/2015

Over the last several years, Canada’s capital markets have continued to experience significant and unprecedented change. There have been sweeping changes to the business environment in which investment firms operate, in the way technology and innovation are affecting the overall market structure and services being offered to clients, and in the evolution of the client-advisor relationship. Changing demographics, investor needs and expectations are posing new opportunities and challenges for regulators and the broader financial services industry.
British Columbia Securities Commission Man Settles With BCSC For Illegally Trading In Securities

Date 28/04/2015

In a settlement agreement with the British Columbia Securities Commission (BCSC), Daniel Quo Ming Sam has admitted that he engaged in an illegal distribution of securities.
The Buy Side Report - Toronto Stock Exchange And TSX Venture Exchange

Date 28/04/2015

Welcome to the third edition of "The Buy Side Report," a new quarterly information feature about Canada's leading equities markets, Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV). The quarterly publication presents detailed market data about sector index performance, share price and trading information, insight into foreign investment in Canadian equities, as well as an up-to-date economics viewpoint provided by an external contributor each quarter.