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Qatar Upgraded By Global Index Provider FTSE Russell To Secondary Emerging Markets

Date 13/09/2015

As part of its 2015 Country Classification review, on Friday evening FTSE announced Qatar was to be upgraded from Frontier to Secondary Emerging within the FTSE Global Equity Index Series. The upgrade will be implemented over two equal tranches in September 2016 and March 2017
EBA Includes Bank Of Albania In EU Supervisory Colleges

Date 12/09/2015

The European Banking Authority (EBA) added the Albanian banking supervisor to the list of non-EU or third country supervisory authorities participating in EU banking supervisory colleges. The decision was based on the assessment of the confidentiality regime of Bank of Albania, which was deemed equivalent to the EU confidentiality regime, and follows the prescriptions in the Capital Requirements Directive (CRDIV) on participants in EU colleges of banking supervisors.
BATS 1000 Index Up 1.7% This Week

Date 12/09/2015

BATS Global Markets (BATS), a leading operator of exchanges and services for financial markets globally, reports the BATS 1000® Index (Ticker: BATSK) advanced 356.88 points on the week to close at 21,262.00, up 1.7% over last week’s close.
TABB Group Promotes Matt Simon, Principal, To Oversee Capital Markets Consulting & Advisory Services Business

Date 11/09/2015

TABB Group announced today that Matt Simon, a principal at the firm and its former head of futures research, will manage the firm’s consulting and advisory services business, reporting to Anthony Perrotta and Andy Nybo, partners, global heads of research and consulting.
CFTC Charges California Resident Hannes Tulving, Jr., Through His Company, The Tulving Company, Inc., With Misappropriation And Fraudulent Solicitation In A $17.8 Million Precious Metals Scheme, At Least 381 Customers Nationwide Allegedly Defrauded In The Scheme

Date 11/09/2015

The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil Complaint against Defendants Hannes Tulving, Jr. of Newport Beach, California, and his company, The Tulving Company, Inc., charging them with fraudulent solicitation and misappropriation in connection with the precious metals markets. Neither Defendant has ever been registered with the CFTC.

Investment Industry Regulatory Organization Of Canada To Host Public Forum On High Frequency Trading

Date 11/09/2015

The Investment Industry Regulatory Organization of Canada (IIROC) today announced it will host a public forum on high frequency trading (HFT) on October 19, 2015, in collaboration with the Capital Markets Institute at the Rotman School of Management, University of Toronto.
CFTC Commitments Of Traders Reports Update

Date 11/09/2015

The current reports for the week of September 8, 2015 are now available.
Nigerian Stock Exchange Stock Market Report For September 11th, 2015

Date 11/09/2015

A turnover of 1.408 billion shares worth N13.508 billion in 19,950 deals were traded this week by investors on the floor of The Exchange in contrast to a total of 2.440 billion shares valued at N21.071 billion that exchanged hands last week in 22,736 deals.
OCC Applauds SEC Decision To Discontinue Stay And Proceed With Review Of Capital Plan

Date 11/09/2015

OCC, the world’s largest equity derivatives clearing organization, today expressed support for the decision of the U.S. Securities and Exchange Commission (SEC) to lift the stay of the approval order of OCC’s proposed capital plan, allowing OCC to proceed with implementation of the capital plan. Under its order to discontinue the stay, the SEC determined that “strengthening the capitalization of a systemically important clearing agency, such as OCC, is a compelling public interest.” Under SEC rules, the stay was instituted automatically by the filings of petitions requesting review by the full Commission of the approval order.
SEC Charges Five Arizona Residents With Stealing Millions From Investors tTo Fund Travel And Entertainment Sprees

Date 11/09/2015

The Securities and Exchange Commission today charged five Arizona residents with stealing millions of dollars from investors to make car payments, buy clothes, and fund travel and entertainment at luxury resorts, casinos, and strip clubs.