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Chris Cummings Set To Leave TheCityUK For New Role

Date 05/04/2016

TheCityUK today advises that Chris Cummings is standing down as Chief Executive to take up a new role. The Board has put in place a process to select a suitable replacement at the earliest opportunity.
Volume 16, Issue 1 Of Borsa İstanbul Review Has Been Published

Date 05/04/2016

Borsa İstanbul Review, forging ahead to be one of the most prominent journals in finance & economics, is managed by Borsa İstanbul Research and Business Development Department and published quarterly by Elsevier, a world leading academic publishing company.
Recognos Announces New Release Of Mutual Funds Reference Data Center (RDC) Platform

Date 05/04/2016

Leading semantic data analysis provider Recognos Financial today announced a new release of its Reference Data Center (RDC) for Mutual Funds. Enhancements to the platform include immediate alerts to changes filed by funds in SEC documents and a new tool for data comparison among fund groups, intermediaries and competitors.
Tehran Stock Exchange Bulletin March 2016

Date 05/04/2016

Click here to download Tehran Stock Exchange's Bulletin for March 2016.
CFTC: Federal Court Orders UAE Residents Heet Khara And Nasim Salim To Pay Combined Civil Monetary Penalties Of $2.69 Million For Spoofing In The Gold And Silver Futures Markets

Date 05/04/2016

The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in New York issued a Consent Order imposing a permanent injunction against CFTC Defendants Heet Khara and Nasim Salim, residents of the United Arab Emirates (UAE), prohibiting them from engaging in spoofing in violation of the Commodity Exchange Act.

NYSE Launches New Suite Of Services For Small- To Mid-Cap Growth Companies

Date 05/04/2016

The New York Stock Exchange, part of the Intercontinental Exchange (NYSE: ICE) global network of exchanges, today introduced an enhanced range of services for issuers on NYSE MKT, which exclusively serves small- to mid-cap growth companies.
TMX Group Names Shaun McIver, Chief Client Officer, Equity Capital Markets

Date 05/04/2016

TMX Group Limited today announced that it has named Shaun McIver as its new Chief Client Officer for Equity Capital Markets. Mr. McIver, who will report to Nicholas Thadaney, President & CEO, Global Equity Capital Markets, will join TMX on April 18, 2016.
State Of Delaware Unveils Blockchain Initiative To Leverage Potential Of Smart Contracts

Date 05/04/2016

Governor Jack Markell announced today the establishment of the Delaware Blockchain Initiative, a suite of programs that aims to encourage expanded use and development of distributed ledger and smart contract technologies by Delaware-incorporated businesses.
ESMA Publishes Updated AIFMD Q&A

Date 05/04/2016

The European Securities and Markets Authority (ESMA) has published an updated questions and answers document (Q&A) on the application of the Alternative Investment Fund Managers Directive (AIFMD). The Q&A includes a new question and answer on notification requirements relating to additional investment in existing Alternative Investment Funds (AIFs).
Hong Kong's Securities And Futures Commission: SFAT Affirms SFC Decision To Reprimand And Fine Moody’s Over Red Flags Report

Date 05/04/2016

The Securities and Futures Commission (SFC) has reprimanded Moody’s Investors Service Hong Kong Limited (Moody’s) and fined it $11 million for various failures relating to its preparation and publication of the special comment report entitled “Red Flags for Emerging-Market Companies: A Focus on China” published on 11 July 2011 (the Report).