FTSE Mondo Visione Exchanges Index:
News Centre
-
Date 22/12/2014
SEC Charges Two Traders In Chile With Insider Trading
The Securities and Exchange Commission today charged two business associates in Chile with insider trading on nonpublic information that one of them learned while serving on the board of directors of a pharmaceutical company. The agency obtained a court order to freeze assets in the U.S. brokerage accounts used to conduct the trading.
-
Date 22/12/2014
Banking Agencies' Statement Regarding The Basel Committee's Consultative Paper "Revisions To The Standardized Approach For Credit Risk"
The Basel Committee on Banking Supervision (BCBS) today published a consultative paper entitled "Revisions to the Standardized Approach for credit risk." These proposed revisions are intended to apply primarily to large, internationally active banking organizations and not community banking organizations. A key objective of the paper is to seek comment on preliminary alternatives to internal models and external credit ratings for calculating risk-weighted assets.
-
Date 22/12/2014
SEC Charges Corporate Attorney And Wife With Insider Trading On Client’s Confidential Information
The Securities and Exchange Commission today charged a California-based attorney and his wife with insider trading on confidential information obtained from a corporate client.
-
Date 22/12/2014
ISE Gemini Introduces Flat Pricing For Price Improvement Auctions
ISE Gemini announced the introduction of a new “flat” pricing structure for price improvement mechanism (PIM) auctions as of January 2, 2015, subject to regulatory clearance. With this new model, both PIM auction initiators and responders will pay the same fee of $0.05 per contract. Priority Customers on the originating side of a PIM order will continue to be free. The new structure will create additional transparency and a more level playing field in auction pricing. It also has the potential to deliver a higher level of price improvement to the end customer by increasing competition among auction responders at a fee level substantially lower than competing auction mechanisms.
-
Date 22/12/2014
UK Financial Conduct Authority Confirms New Disclosure Rules And Transparency Rules
The FCA has today confirmed that new Disclosure Rules and Transparency Rules (DTRs) to report on payments to governments have entered into force. This follows an announcement on 12 December, which set out requirements under the Transparency Directive for issuers involved in the extractive or logging of primary forest industries to produce annual reports on payments made to the governments in the countries they operate in.
-
Date 22/12/2014
Two New Commercial Mortgage Backed Securities List On The Irish Stock Exchange
Deutsche Bank and Morgan Stanley last week listed commercial mortgage-backed security (CMBS) deals on the ISE.
-
Date 22/12/2014
CFTC Staff Issues Advisory And Time-Limited No-Action Position Regarding The CCO Annual Report
The U.S. Commodity Futures Trading Commission’s (Commission) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a staff advisory that provides guidance for chief compliance officers (CCO) of futures commission merchants, swap dealers and major swap participants (registrants) to comply with the requirement to prepare an annual report on the state of the registrant’s compliance program under Commission Regulation 3.3(e).
-
Date 22/12/2014
ESMA Publishes Initial Cost-Benefit-Analysis On MiFID II Proposals
The European Securities and Markets Authority (ESMA) today published a preliminary cost-benefit-analysis (CBA) in respect of regulatory and implementing technical standards it proposes for MiFID II.
-
Date 22/12/2014
CBOE And C2 Enter Into Agreements With FINRA Involving Regulatory Services
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced that Chicago Board Options Exchange® (CBOE®) and C2 Options Exchange (C2) have entered into an agreement with the Financial Industry Regulatory Authority (FINRA), under which FINRA will perform the majority of the exchanges’ regulatory services.
-
Date 22/12/2014
ESMA Publishes Credit Rating Agencies' Market Share Calculations For 2014
The European Securities and Markets Authority (ESMA) has published its annual list of EU registered CRAs’ market share calculations for the purposes of Article 8d of the CRA Regulation.
- First
- Previous
- 10088
- 10089
- 10090
- 10091
- 10092
- 10093
- 10094
- 10095
- 10096
- 10097
- 10098
- 10099
- 10100
- 10101
- 10102
- 10103
- 10104
- Next
- Last