News Centre

ESMA Publishes Updated CRA Q&A

Date 16/12/2015

The European Securities and Markets Authority (ESMA) has published an updated questions and answers on the application of the Credit Rating Agencies Regulation.

Financial Conduct Authority: Brookbourne Trading Limited

Date 16/12/2015

Brookbourne Trading Limited has been compulsorily wound-up by the High Court on the application of the Financial Conduct Authority (FCA) on the grounds that it was conducting regulated activity without the necessary authorisation from the FCA.

Opening Statement Of CFTC Chairman Timothy Massad Before The Commission Open Meeting

Date 16/12/2015

Good morning. This meeting will come to order.

This is a public meeting of the Commodity Futures Trading Commission (CFTC). I’d like to welcome members of the public, market participants and members of the media, as well as those taking part on the phone or via webcast.

SodaStream Will Begin Dual listing On Tel Aviv Stock Exchange

Date 16/12/2015

Finansinspektionen (FI): Decision Regarding The Countercyclical Buffer Rate

Date 16/12/2015

Finansinspektionen (FI) shall, in accordance with the Capital Buffers Act (2014:966), set a countercyclical buffer guide and a countercyclical buffer rate for each quarter.

Qatar Stock Exchange: Awareness Session On Margin Trading

Date 16/12/2015

On the occasion of the launch of margin trading and as part of the policy aiming to promote knowledge and investment awareness among all investors, Qatar Stock Exchange (QSE), is pleased to invite its members, the press and all interested investors to attend the awareness session on  margin trading Rules. QSE officials during the session which will be held on Monday, December 21, 2015, at 13.30 in the afternoon, on the second floor of the headquarters of the Qatar Stock Exchange, will explain all the details of the relevant rules of margin trading.

FINRA Arbitration Task Force Issues Final Report - Explained Decisions, Increased Arbitrator Honoraria, Creation Of A Special Arbitrator Panel For Expungement Hearings Among Recommendations

Date 16/12/2015

A FINRA Dispute Resolution task force has issued its final report with recommendations detailed in the Final Report and Recommendations of the FINRA Dispute Resolution Task Force.

SIFMA Statement On DOL Fiduciary Rule, Omnibus Appropriations Act

Date 16/12/2015

Today,SIFMA president and CEO Kenneth E. Bentsen, Jr. issued the following statement in response to introduction of the FY2016 Omnibus Appropriations Act, which did not include language to delay the Department of Labor's fiduciary rule proposal:   

‎"We continue to believe the DOL rule as proposed will have negative consequences for retirement savers: restricting access to financial advice and raising the cost of saving.  As we have repeatedly said, there are so many issues with the proposal, as evidenced by the thousands of substantive comments filed, that the Department should re-propose the rule."  

Adena Friedman Appointed Chief Operating Officer At Nasdaq - Will Assume Responsibility For All Business Operations

Date 16/12/2015

Nasdaq (Nasdaq:NDAQ) today announced that Adena Friedman has been appointed Chief Operating Officer of Nasdaq, effective immediately. As President and COO, Friedman will assume responsibility for all of the company’s global business operations and will continue to report to CEO Bob Greifeld.

STOXX Limited Wins “Most Innvative Index Provider Global 2015” Award

Date 16/12/2015

STOXX Limited, a leading provider of innovative, tradable and global index concepts, today announced that it has won the CFI.co 2015 Award under the category “Most Innovative Index Provider Global 2015”. The award is presented by Capital Finance International (CFI.co), a print journal and online resource reporting on business, economics and finance.