FTSE Mondo Visione Exchanges Index:

News Centre

News

SIFMA Asset Management Group Recommends Improvements To The SEC Proposed Liquidity Management Rules For Mutual Funds And ETFs

Date 14/01/2016

SIFMA’s Asset Management Group (SIFMA AMG) today submitted comments to the Securities and Exchange Commission (SEC) regarding the SEC’s proposed liquidity management rules for open-end funds, including mutual funds and exchange-traded funds (ETFs). SIFMA AMG submitted two comment letters: one focused on the SEC’s proposed requirements for liquidity risk management programs, and one focused on the SEC proposal to permit swing pricingon an optional basis.
SEC Charges 11 Bank Officers And Directors With Fraud

Date 13/01/2016

The Securities and Exchange Commission today announced fraud charges against 11 former executives and board members at Superior Bank and its holding company involved in various schemes to conceal the extent of loan losses as the bank was faltering in the wake of the financial crisis.
CFTC Orders Otkritie Capital International, Ltd. To Pay A $140,000 Civil Monetary Penalty For Violating A CFTC Registration Regulation

Date 13/01/2016

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Otkritie Capital International, Ltd. (OCI), a London-based corporate and institutional financial services company, for violating CFTC Regulation 30.4, by permitting two of its U.S. customers to trade futures and options in foreign markets while not registered as a Futures Commission Merchant (FCM), or pursuant to a Regulation 30.10 exemption.
SEC Adopts Rules Implementing FAST Act Provisions

Date 13/01/2016

The Securities and Exchange Commission today announced that it approved interim final rules implementing two provisions of the Fixing America’s Surface Transportation (FAST) Act, adopted by Congress in December, that revise financial reporting forms for emerging growth companies and smaller reporting companies.
Securities Regulators In Alberta, British Columbia, Manitoba, New Brunswick And Saskatchewan Adopt New Investment Dealer Prospectus Exemption

Date 13/01/2016

Securities regulators in Alberta, British Columbia, Manitoba, New Brunswick and Saskatchewan today announced that they are each adopting a prospectus exemption (exemption) that, provided certain conditions are met, will allow issuers listed on a Canadian exchange to more easily raise money by distributing securities without the need for a prescribed offering document.

CFTC Swaps Report Update

Date 13/01/2016

CFTC's Weekly Swaps Report has been updated, and is now available.
Office Of Financial Research Update - "The U.S. Bilateral Repo Market: Lessons From A New Survey"

Date 13/01/2016

The OFR released a brief today entitled, "The U.S. Bilateral Repo Market: Lessons from a New Survey," and an accompanying blog by Stacey Schreft, OFR Deputy Director for Research and Analysis. This brief provides aggregate statistics on U.S. dealers’ bilateral repurchase, or repo, agreements and economically equivalent securities lending activities. The data were collected from the U.S.-affiliated securities dealers of nine bank holding companies under a voluntary pilot program run by the OFR and the Federal Reserve System with input from the Securities and Exchange Commission.
CFTC’s Technology Advisory Committee To Meet On January 26, 2016

Date 13/01/2016

The U.S. Commodity Futures Trading Commission (CFTC) has announced that on Tuesday, January 26, 2016, from 9:45 a.m. to 3:45 p.m., the CFTC’s Technology Advisory Committee (TAC) will hold a public meeting at the CFTC’s Washington, DC headquarters.
UAE's SCA Solicits Feedback From Related Parties On Draft Amendment To Federal Law No. (4) of 2000 On Emirates Securities And Commodities Authority And Market

Date 13/01/2016

The Securities and Commodities Authority (SCA) has called on investors, stakeholders, and all related parties to offer feedback on the draft amendment to Federal Law No. (4) of 2000 on the Emirates Securities and Commodities Authority and Market prepared recently.
Borsa İstanbul Elected As “Turkey’s Most Successful Institution In Economy”

Date 13/01/2016

Borsa İstanbul was elected as “Turkey’s Most Successful Institution in Economy” in the “Most Successful Institutions of 2015 Research” conducted by Akademetre. Borsa İstanbul stands out with the BISTECH project and EBRD partnership realized in 2015 while leading İstanbul to become a regional and global leader.