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BroadSoft To Announce Q1 Fiscal Results On May 2, 2016

Date 12/04/2016

BroadSoft, Inc. (NASDAQ: BSFT) announced today that it will report financial results for the first quarter 2016 before market open on Monday, May 2, 2016. BroadSoft will hold a conference call on May 2, 2016 at 8:30 a.m. Eastern Time to discuss the Company's first quarter results.
CFTC Orders New York Resident Nathan Schleifer And Galileo Trading To Pay Restitution And Penalties Totaling More Than $1.6 Million For Commodity Futures Fraud - Schleifer Also Concealed Material Facts And Made False Statements To The NFA - Schleifer And Galileo Fraudulently Obtained At Least $2.8 Million From Individuals In The Scheme

Date 12/04/2016

The U.S. Commodity Futures Trading Commission (CFTC) today settled charges againstNathan Schleifer of New York City, and his company, Galileo Trading, LLC (Galileo), for fraudulently soliciting customers to trade commodity futures and for repeatedly making numerous false statements and material misrepresentations to the National Futures Association (NFA) regarding their trading practices. From at least 1999 through 2014, Schleifer and Galileo fraudulently obtained at least $2.8 million from numerous individuals for the purported purpose of trading a pooled investment in commodity futures and managing customers’ futures trading accounts, the Order finds.
NYSE, NYSE Arca And NYSE MKT Short Interest Reports

Date 12/04/2016

NYSE today reported short interest as of the close of business on the settlement date of March 31, 2016.
Office Of The Comptroller Of The Currency Releases Its Risk Appetite Statement

Date 12/04/2016

The Office of the Comptroller of the Currency today released its Risk Appetite Statement, which sets boundaries of acceptable levels of risk in key areas of agency operations.
Endace Unveils EndaceProbe Deep Storage Network Recorders For Security And Data Breach Analysis - New Network Recorders With Industry-Leading Storage Capacity Enable Detailed, Back-In-Time Forensic Analysis To Quickly And Accurately Identify, Investigate And Resolve Network Security Issues

Date 12/04/2016

Endace, a world leader in high-speed network monitoring and recording technology, today announced the availability of its updated EndaceProbe 9000 Series Network Recorders. The new 9000-XS Series EndaceProbe models extend industry-leading storage capacity for capturing and recording network traffic to enable detailed, back-in-time forensic analysis of data breaches and security incidents.

Opening Remarks Of Mr. Oscar N. Onyema, OON, Chief Executive Officer, The Nigerian Stock Exchange. - NSE /LSE 2nd Dual Listing Conference

Date 12/04/2016

It gives me great pleasure to welcome you all to the second Lagos and London Capital Markets in Partnership Conference. This event is particularly dear to me as it comes at an interesting and pivotal time in the history of our Nation, Economy and the Global Financial Markets. That many of you have travelled long distances to be here serves to remind us all just how important these issues are and that ultimately the way-forward must be designed and delivered by us.
CFTC Permanently Bans Brian Hinman From Trading And Registering With The CFTC And Imposes Over $141,000 In A Monetary Penalty And Disgorgement For Aiding And Abetting Commodity Pool Fraud

Date 12/04/2016

The U.S. Commodity Futures Trading Commission (CFTC) today filed and simultaneously settled charges against Brian Hinman for aiding and abetting Kevin G. White’s Texas-based entities’, RFF GP, LLC and KGW Capital Management, LLC, fraudulent solicitation of participants in a foreign currency exchange pool named Revelation Forex Fund, LP.
Cloud9 Announces Closing Of Investment By J.P. Morgan, ICAP, And Barclays - J.P. Morgan, ICAP, And Barclays Lead Consortium Investment In Cloud9 Voice Trading Communication Platform

Date 12/04/2016

Cloud9 Technologies LLC, a cloud-based voice trading communication provider for financial firms and institutional traders, announced today the closing of an initial investment round with J.P. Morgan, ICAP, and Barclays. Cloud9 replaces traditional telephone-based trading hardware (turrets) to deliver secure, compliant, real-time voice communications for the trading community while adhering to stringent compliance and security standards required by financial professionals.
EBA Publishes Opinion On The Application Of Customer Due Diligence Measures To Customers Who Are Asylum Seekers From Higher-Risk Third Countries Or Territories

Date 12/04/2016

The European Banking Authority (EBA) published today its Opinion setting out measures credit and financial institutions can take to comply with EU Anti- Money Laundering and Counter-Terrorist Financing (AML/CFT) requirements when providing asylum seekers from higher-risk jurisdictions with access to basic financial products and services.
SIFMA Releases White Paper Recommending Improvements To Disclosure In The Municipal Securities Market

Date 12/04/2016

SIFMA today released a white paper on SEC Rule 15c2-12 which offers the industry's current perspective on the existing framework for disclosure in the municipal securities market and suggests ways in which the framework and related guidance for compliance could be improved to result in better disclosure for investors.