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CFTC Swaps Report Update

Date 13/04/2016

CFTC's Weekly Swaps Report has been updated, and is now available.
Statement At An Open Meeting On Final Rules Regarding The Application Of Business Conduct Rules To Security-Based Swap Dealers And Major Security-Based Swap Participants, SEC Chair Mary Jo White, April 13, 2016

Date 13/04/2016

Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on April 13, 2016, under the Government in the Sunshine Act.
Finomial Addresses Risks To Hedge Funds From Panama Papers

Date 13/04/2016

Finomial Corporation today highlighted the role of the Finomial Investor Services Compliance Platform in protecting hedge funds from the risks highlighted by the Panama Papers leak. While the media focus to date has been on the law firm’s role (Mossack Fonseca) in creating shell entities (which in many cases are legal), Finomial protects hedge funds from the risk of unwitting acceptance by the investment management community of money from entities with unknown beneficial owners.
Statement At Open Meeting On Regulation S-K Concept Release, SEC Commissioner Michael S. Piwowar, April 13, 2016

Date 13/04/2016

Thank you, Chair White. I also wish to express my appreciation to the Division of Corporation Finance, the Division of Economic and Risk Analysis, the Office of the General Counsel, and the many others at the Commission for their efforts in helping to bring this concept release to fruition. Our action today represents another step forward in fulfilling the mission given to the Commission by Congress, on a bipartisan basis, to review and modernize our disclosure regime.
US Agencies Announce Determinations And Provide Feedback On Resolution Plans Of Eight Systemically Important, Domestic Banking Institutions

Date 13/04/2016

The Federal Deposit Insurance Corporation and the Federal Reserve Board on Wednesday jointly announced determinations and provided firm-specific feedback on the 2015 resolution plans of eight systemically important, domestic banking institutions.

Statement At An Open Meeting On Regulation S-K Concept Release, SEC Chair Mary Jo White, April 13, 2016

Date 13/04/2016

Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on April 13, 2016, under the Government in the Sunshine Act.
Office Of The Comptroller Of The Currency: Donna Murphy Named Deputy Comptroller For Compliance Risk

Date 13/04/2016

The Office of the Comptroller of the Currency (OCC) today announced the selection of Donna Murphy to be Deputy Comptroller for Compliance Risk.
Office Of Financial Research Update: "Systemic Importance Data Shed Light On Global Banking Risks"

Date 13/04/2016

The OFR released a brief today entitled, "Systemic Importance Data Shed Light on Global Banking Risks," and an accompanying blog by Stacey Schreft, OFR Deputy Director for Research and Analysis. The brief used the latest available data to show that U.S. banks remained among the most systemically important, while the systemic importance scores of Chinese banks increased the most. Also with this brief, the OFR introduced an online interactive chart to help users compare the 30 global systemically important banks, or G-SIBs. Regulators will begin phasing in capital surcharges on G-SIBs this year.
Office Of The Comptroller of the Currency Assesses $35 Million Penalty Against HSBC Bank US, N.A. - Orders Restitution To Customers For Unfair Billing Practices

Date 13/04/2016

The Office of the Comptroller of the Currency (OCC) today assessed a $35 million penalty against HSBC Bank USA, N.A., McLean, Virginia, and ordered the bank to identify and make restitution to harmed customers.
Statement At Open Meeting On A Concept Release On The Business And Financial Disclosure Required By Regulation S-K, SEC Commissioner Kara M. Stein, April 13, 2016

Date 13/04/2016

Good morning. I would like to thank all of the Division leaders and the staff from the Division of Corporation Finance for their hard work on this release and in particular, I’d like to thank Angie Kim, Karen Garnett, and Raquel Fox.