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SEC Adopts Rules For Enhanced Regulatory Framework For Securities Clearing Agencies

Date 28/09/2016

The Securities and Exchange Commission voted today to adopt new rules to establish enhanced standards for the operation and governance of securities clearing agencies that are deemed systemically important or that are involved in complex transactions, such as security-based swaps. The Commission also voted to propose to apply the enhanced standards established by the new rules to other categories of securities clearing agencies, including all SEC-registered central counterparties.
Statement Of CFTC Chairman Timothy Massad On Expanded Interest Rate Swap Clearing Requirement Determination And Final Rulemaking

Date 28/09/2016

Central clearing is one of the great innovations of the financial system. Indeed, increasing the use of central clearing for over-the-counter swaps is one of the most important goals of the 2009 G20 Leaders’ agreement and the Dodd-Frank Act.
SEC Files Insider Trading Charges Against Peruvian Traders Using Overseas Accounts

Date 28/09/2016

The Securities and Exchange Commission today charged two lawyers and a brokerage firm manager in Peru with insider trading prior to the merger of two mining companies.
CFTC Expands Interest Rate Swap Clearing Requirement

Date 28/09/2016

The U.S. Commodity Futures Trading Commission (Commission) today expanded the existing clearing requirement for interest rate swaps. The Commission voted unanimously to approve an amendment to Commission regulation 50.4(a) that establishes a new clearing requirement determination.
SEC Charges UBS With Supervisory Failures In Sale of Complex Products To Retail Investors

Date 28/09/2016

The Securities and Exchange Commission today announced that UBS Financial Services has agreed to pay more than $15 million to settle charges that it failed to adequately educate and train its sales force about critical aspects of certain complex financial products it sold to retail investors.

Bahamas International Securities Exchange Q2, 2016 Statistical Report

Date 28/09/2016

BISX is pleased to announce its BISX All-Share Index and trading statistics for the six month period ending June 30, 2016 with comparison to the same period of 2015.
CFTC Swaps Report Update

Date 28/09/2016

CFTC's Weekly Swaps Report has been updated, and is now available.
Bats Welcomes 13th ProShares Fund To The Bats ETF Marketplace - 19 Issuers, 103 Funds Now Listed On Bats In The U.S.

Date 28/09/2016

Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed its 13th ProShares product to the Bats ETF Marketplace.
Canada Pension Plan Investment Board Lists US$2bn Note On The Irish Stock Exchange

Date 28/09/2016

CPPIB Capital Inc., the capital markets financing subsidiary of Canada Pension Plan Investment Board, has listed a US$2bn fixed rate note on the Global Exchange Market (GEM) of the Irish Stock Exchange (ISE). The notes, due in 2019, have been issued under its recently approved CAD 25bn Debt Issuance Programme and have an interest rate of 1.25%.
Bats Welcomes TrimTabs As A New Issuer To The Bats ETF Marketplace - 19 Issuers, 103 Funds Now Listed On Bats In The U.S.

Date 28/09/2016

Bats Global Markets, Inc. (Bats: BATS), the #1 U.S. market for exchange-traded fund (ETF) trading, today welcomed TrimTabs as a new issuer to the Bats ETF Marketplace with the launch of a new fund.