News Centre

Office Of The Comptroller Of The Currency Releases Risk Reevaluation Guidance For Foreign Correspondent Banking

Date 05/10/2016

The Office of the Comptroller of the Currency (OCC) today issued risk management guidance to national banks, federal savings associations, and federal branches and agencies that addresses periodic reevaluations of risks associated with foreign correspondent banking accounts. The guidance reiterates OCC’s supervisory expectation that banks assess these risks as part of their on-going risk management and due diligence practices.

Nasdaq Holds Third Quarter 2016 Investor Conference Call

Date 05/10/2016

Nasdaq (NASDAQ:NDAQ) has scheduled its Third Quarter 2016 results announcement.

TMX Group Consolidated Trading Statistics - September 2016

Date 05/10/2016

TMX Group Limited today announced September 2016 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange (Alpha), Montréal Exchange (MX) and NGX.

Intercontinental Exchange Reports ICE & NYSE September And Third Quarter 2016 Statistics

Date 05/10/2016

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, today reported September and third quarter 2016 trading volume and related revenue statistics, which can be viewed on the company’s investor relations website at http://ir.theice.com/ir-resources/supplemental-information in the Monthly Statistics Tracking spreadsheet.

Bats Announces Successful Migration Of BZX Options Exchange To Next-Generation Matching Engine - Both Bats Options Markets – BZX Options And EDGX Options – Now Operating On Latest Proprietary Technology

Date 05/10/2016

Bats Global Markets, Inc. (Bats: BATS), today announced the successful migration of its largest options exchange, BZX Options, to the company’s proprietary next-generation matching engine.

Speech By Christopher Woolard, Executive Director Of Strategy And Competition, UK's Financial Conduct Authority, Delivered At Brevan Howard Centre For Financial Analysis, Wednesday 5 October 2016 - The Role Of Consumer Decision-Making In Ensuring Good Market Dynamics In The Mortgage Sector

Date 05/10/2016

Introduction

Good afternoon.

For many people, a mortgage still represents the biggest financial commitment they will make in their lifetime.

Socially and economically: the mortgage market remains hugely significant.

So I am very grateful to Imperial College Business School partnering with us and co-ordinating this conference.

SEC: Credit Suisse Paying $90 Million Penalty For Misrepresenting Performance Metric

Date 05/10/2016

The Securities and Exchange Commission today announced that Credit Suisse AG has agreed to pay a $90 million penalty and admit wrongdoing to settle charges that it misrepresented how it determined a key performance metric of its wealth management business.

EEX New Participant: Gunvor International B.V., Niederlassung Genf

Date 05/10/2016

Gunvor International B.V., Niederlassung Genf has additionally been admitted to exchange trading for Financial German-Austrian Wind Power Futures.

A Joint Committee Of SCA, ADX, And DFM Meets To Discuss Mechanisms For Transferring Jurisdiction Over Some Financial Instruments

Date 05/10/2016

Following an approval given by the board of the Securities and Commodities Authority (SCA) in its last meeting to start implementing the first phase of the self-regulatory model in the UAE securities sector, representatives from SCA, the Abu Dhabi Securities Exchange (ADX) and the Dubai Financial Market (DFM) have held a meeting to discuss the technical aspects of transferring jurisdiction over some financial instruments from SCA to ADX and DFM. The meeting included members of the joint committee formed by SCA, ADX, and DFM particularly for this purpose.

Non-Jordanian Investment At The Amman Stock Exchange During September 2016

Date 05/10/2016

The total value of shares that were bought by non-Jordanian investors at the Amman Stock Exchange (ASE) since the beginning of the year until the end of September 2016 was JD388.1 million, representing 23.9% of the overall trading value, while the value of shares sold by them amounted to JD268.2 million. As a result, the net of non-Jordanian investments showed an increase of JD119.9 million, compared to a decrease by JD4.4 million for the same period of 2015.