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Ending Too-Big-To-Fail: How Best To Deal With Failed Large Banks - Article By Jon Cunliffe, Bank Of England Deputy Governor Financial Stability, Member Of The Monetary Policy Committee, Member Of The Financial Policy Committee And Member Of The Prudential Regulation Authority Board

Date 05/12/2016

​This article by Sir Jon Cunliffe, the Bank of England’s Deputy Governor for Financial Stability, was published in the journal ‘European Economy – Banks, Regulation and the Real Sector’.

FINRA Fines Credit Suisse Securities (USA) LLC $16.5 Million For Significant Deficiencies In its Anti-Money Laundering Program

Date 05/12/2016

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Credit Suisse Securities (USA) LLC $16.5 million for anti-money laundering (AML), supervision and other violations.

The Spectre of Monetarism - Speech By Mark Carney, Governor Of The Bank Of England, Given At Roscoe Lecture, Liverpool John Moores University

Date 05/12/2016

The Governor discusses the role of monetary policy in the midst of a technological revolution, and the underlying causes and consequences of weak real income growth and inequality. He sets out a way forward with three priorities for managing the forces of innovation and globalisation so that they work for everybody, and concludes on the current outlook for monetary policy.

CME Group Chief Financial Officer And Global Head of Financial And OTC Products To Present At Goldman Sachs U.S. Financial Services Conference

Date 05/12/2016

CME Group announced today that John Pietrowicz, Chief Financial Officer, and Sean Tully, Global Head of Financial and OTC Products, will present at the Goldman Sachs U.S. Financial Services Conference 2016, in New York, on Tuesday, December 6, 2016, at 1:10 p.m. (Eastern Time).

Prophet Mohammed’s Birthday Holiday At Amman Stock Exchange

Date 05/12/2016

According to the announcement issued by Prime Minister on the occasion of Prophet Mohammed's Birth, the Amman Stock Exchange (ASE) will be off on Monday December 12, 2016. 

Prophet Mohamed's Birthday Holiday At EGX

Date 05/12/2016

EGX has declared Sunday 11 December 2016 a holiday in celebration of Prophet Mohamed's birthday. Trading will be resumed effective Monday 12 December 2016.

Remarks By US Treasury Secretary Jacob J. Lew At The Volcker Alliance Event At The National Press Club

Date 05/12/2016

Today’s event and the work of the Volcker Alliance importantly focus on the unfinished business of financial reform, in particular the challenges posed by our fragmented regulatory system.  I would like to begin this morning, however, by reviewing some of the important progress we have made since the financial crisis, and urge that we not slip into complacency that could result in taking a step backwards.

London Stock Exchange Group Opens New Technology Facility In Sri Lanka

Date 05/12/2016

• Prime Minister of Sri Lanka opens new LSEG technology facility
• Will directly employ 400 highly trained personnel
• State-of-the-art facility to support LSEG’s global technology operations

Irish Stock Exchange Statistics November 2016

Date 05/12/2016

November 2016 overall market statistics report

November 2016 investment funds statistics

MIAX Options Exchange Approval Notice—FINRA Arbitration Rules

Date 05/12/2016

FINRA has received approval to amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to require all parties, except customers who are not represented by an attorney or other person (‘‘pro se customers’’), to use the FINRA Office of Dispute Resolution’s Party Portal to file initial statements of claim and to file and serve pleadings and other documents on FINRA or any other party.