News Centre

ASIC's Enforcement Report Highlights Key Outcomes From The Second Half Of 2016

Date 07/03/2017

ASIC has today released its enforcement report for the period 1 July 2016 to 31 December 2016.

Ontario Securities Commission Announces New Commissioner Appointments

Date 07/03/2017

Ontario Securities Commission (OSC) Chair and CEO Maureen Jensen announced today the following appointments to the OSC. The Commissioners will each serve a two-year term effective February 2, 2017.

From Trading Floor Into App Store - By Carsten Kengeter, CEO, Deutsche Börse AG

Date 07/03/2017

The looming Brexit is blowing the winds of change over Frankfurt as a financial centre. We all have to be prepared for a whole new world, in which the United Kingdom and the continent of Europe are no longer walking at the same pace. For Frankfurt, this change entails significant opportunities, of which most are closely connected to the role of Deutsche Börse Group. Hence, in the past few months I have been thinking constantly about what exactly a stock exchange is nowadays – and how to communicate that in the best way possible, since I have been holding intense discussions with representatives from various stakeholder groups about locational policies, competitiveness and – most of all – about the future.

Readout From A Treasury Spokesperson Of Secretary Mnuchin’s Meeting With Mexican Secretary Of Finance And Public Credit José Antonio Meade

Date 07/03/2017

U.S. Treasury Secretary Steven Mnuchin met today with Mexican Secretary of Finance and Public Credit José Antonio Meade.

Dalton Street Capital Selects FlexTrade For Global Cross Asset Trading – Implements FlexTRADER EMS For Trading Futures, Equities And FX – Lauds Company’s Technical Support And Development Capabilities

Date 07/03/2017

FlexTrade Systems (@FlexTrade), a global leader in multi-assetexecution and order management systems, today announced that Sydney-based Dalton Street Capital, in partnership with Prodigy Investment Partners, has deployed the FlexTRADER EMS to facilitate global cross asset trading of futures, equities and FX.

Toronto Stock Exchange: Women In ETFs Opens Trading In Celebration Of International Women’s Day On March 8, 2017

Date 07/03/2017

The Canadian chapter of Women in ETFs (WE) will tomorrow open trading at Toronto Stock Exchange (TSX) to acknowledge International Women's Day, a global day celebrating the social, economic, cultural and political achievements of women.

Canadian Securities Regulators Release Detailed Data From Review Of Women On Boards And In Executive Officer Positions

Date 07/03/2017

The securities regulatory authorities in Manitoba, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Québec, Saskatchewan and Yukon (participating jurisdictions) today published the underlying data used to prepare CSA Multilateral Staff Notice 58-308 Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices, which was published on September 28, 2016.

New York State Department Of Financial Services AnnouncesLincoln Financial Group Has Paid $50.7 Million To Beneficiaries Of New York Policyholders For Lost Insurance Claims - Settlement With DFS Includes $1.5 Million Fine For Unfair Claims Settlement Practices In Violation Of New York Insurance Law

Date 07/03/2017

Financial Services Superintendent Maria T. Vullo today announced that Lincoln Financial Group has paid $50.7 million in restitution to policyholders of beneficiaries and a $1.5 million fine for lost insurance claims and for unfair claims settlement practices, as part of a consent order entered into with the Department of Financial Services (DFS).  The agreement between Lincoln National Corporation and its New York-licensed Lincoln Life & Annuity Company of New York, stems from the company’s merger with Jefferson-Pilot Corporation.  Lincoln self-reported that the company had lost track of thousands of policies after merging claims-processing systems with Jefferson-Pilot, which was followed by a DFS investigation that found that the company failed to adequately address early red flags related to the issue.  As part of the settlement, Lincoln will also continue to identify beneficiaries and pay claims, with interest, in accordance with New York Insurance Law.

Euronext Announces Annual Review Results Of The Bel 20®, Bel Mid® And Bel Small®

Date 07/03/2017

Euronext today announced the results of the annual review of the BEL 20®, BEL Mid® and BEL Small®. The changes will be effective from Monday 20 March 2017.

TASE Board Of Directors Approves Principles For The Issuing Of Preferred Stock

Date 07/03/2017

Preferred stock grants holders priority for receiving dividends, however does not impart them with voting rights: Preferred stock makes it possible for companies to diversify their financing methods while reducing leveraging.