News Centre

SEC Awards $5.5 Million To Whistleblower

Date 06/01/2017

The Securities and Exchange Commission today announced an award of more than $5.5 million to a whistleblower who provided critical information that helped the SEC uncover an ongoing scheme.

Forefront Communications Adds Eric Soderberg As Managing Partner

Date 06/01/2017

Forefront Communications Group, a boutique marketing and PR firm focused on the capital markets and fintech, today announced the addition of Eric Soderberg as a Managing Partner of the firm.

TP ICAP Plc Pre Close Statement

Date 06/01/2017

TP ICAP plc (the "Company") is today issuing a trading update ahead of the close period for the year ended 31 December 2016. The figures included below are unaudited and relate to trading performance for the 12 months to 31 December 2016 for the Tullett Prebon business only. The Company expects to announce its preliminary results for the year ended 31 December 2016 on 14 March 2017. 

Japan's Financial Services Agency: The Second Meeting Of The Payments Council On Financial Innovation

Date 06/01/2017

The payments Council on Financial Innovation will hold its second meeting on January 11th, 2017 as follows.

Malawi Stock Exchange Weekly Trading Report - 06 January, 2017

Date 06/01/2017

Click here to cfownload Malawi Stock Exchange's weekly trading report.

Hong Kong's Securities And Futures Commission Reprimands And Fines Chang Chyi

Date 06/01/2017

The Securities and Futures Commission (SFC) has reprimanded and fined Mr Chang Chyi, an employee of Core Pacific – Yamaichi International (HK) Limited (Core Pacific), $50,000 for breach of the SFC’s Code of Conduct.

BSE Resolved 201 Investors’ Complaints Against Companies During The Month Of December, 2016

Date 06/01/2017

During the month, BSE received 76 complaints against 70 companies. In the same period 159 complaints were resolved against 142 listed companies. These resolved complaints include complaints brought forward from the previous periods.

HKEX Monthly Market Highlights - December 2016

Date 06/01/2017

Highlights

Securities Market

• Market capitalisation was $24.8 trillion at the end of 2016, representing a year-on-year increase of 0.4 per cent.
• The Hang Seng Index ended 2016 at 22000.56, representing a year-on-year increase of 0.4 per cent.
• The average daily turnover in 2016 was $66.9 billion, a decrease of 37 per cent when compared with $105.6 billion in 2015.
• There were 126* newly listed companies in 2016, a decrease of 9 per cent when compared with the 138* in 2015.
• Funds raised through IPOs in 2016 was $194.8 billion, a decrease of 26 per cent when compared with $263.1 billion in 2015.

Tokyo Commodity Exchange December Summary And 2016 Annual Update - TOCOM 2016 Futures Volume Increased 10.4%, Led By Dubai Crude Oil And Gold Rolling Spot Contracts

Date 06/01/2017

The Tokyo Commodity Exchange reported December and full-year 2016 vollumes today. Futures volume for January through December 2016 totaled 26,930,770 contracts, up 10.4% year-over-year, a significant increase.

TMX Group Announces Sale Of Razor Risk

Date 06/01/2017

TMX Group today announced the sale of risk management business Razor Risk to UK-based Parabellum Limited.