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NZX Financial Assistance Disclosure
Date 14/03/2017
Please find attached an announcement relating to NZX's Financial Assistance Disclosure for NZX Employee Share Plan – Team and Results.
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SEC, National Bank Of Belgium Agree To Enhanced Cooperation And Information Sharing Regarding Euroclear
Date 14/03/2017
The Securities and Exchange Commission today announced that it has entered into an arrangement with the National Bank of Belgium to enhance cooperation and information sharing regarding expanded services by Euroclear Bank, which provides clearance and settlement through its operation of the Euroclear System.
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SIFMA Submits Comments To DOL In Support Of 60-Day Fiduciary Rule Delay
Date 14/03/2017
SIFMA today submitted a comment letter to the Department of Labor on its proposed rule to extend the applicability date of its fiduciary rule by 60 days.
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FIA Elects New Board Members At Annual Meeting
Date 14/03/2017
FIA today announced the election of directors to its board at its annual meeting in Boca Raton, Fla. Thirteen directors were elected at this meeting for one and two-year terms.
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Irish Stock Exchange: Warba Bank Lists US$250m Tier 1 Capital Certificates On The MSM
Date 14/03/2017
Warba Bank, through issuing vehicle Warba Tier 1 Sukuk Limited, has listed U.S. $250m Tier 1 Capital Certificates on the Main Securities Market (MSM) of the Irish Stock Exchange (ISE).
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Readout From A Treasury Spokesperson On Secretary Mnuchin’s Call With Republic Of South Africa Minister Of Finance Pravin Gordhan
Date 14/03/2017
U.S. Secretary of the Treasury Steven Mnuchin spoke by phone yesterday with South Africa's Minister of Finance Pravin Gordhan.
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Nasdaq Technology Goes Live In Borsa İstanbul Derivatives Market (VIOP)
Date 14/03/2017
The second phase in the transfer of Nasdaq technology and consultancy services to Borsa İstanbul has been completed.
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SEC: Auditor Charged With Insider Trading On Client’s Nonpublic Information
Date 14/03/2017
The Securities and Exchange Commission today announced that an auditor based in the Silicon Valley has agreed to settle charges that he traded on inside information about a client on the verge of a merger.
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EBA To Centralise Notifications On Resolution Cases And Use Of DGS Funds Across The EU
Date 14/03/2017
The European Banking Authority set up a dedicated section on its website to centralise information on crisis prevention, management liquidation and resolution of credit institutions in the Union based on the notifications received from the respective national authorities.
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A Listen Up Culture Is The Key To Improving Standards, Says CISI In Response To Banking Standards Board Annual Review’
Date 14/03/2017
The Banking Standards Board (BSB) annual review 2016/2017 reveals that one in eight bankers (13%) say it is difficult to progress in their careers without “flexing ethical standards”.
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