News Centre

February's Global Macro Report From Vincent Deluard, Head Of Global Macro Strategy At INTL FCStone

Date 07/02/2018

With the latest bond and stock market selloff, Vincent's call for  a 100 basis point yield shock, in December 2017, no longer seems crazy. Yet, many investors likely feel that rates cannot move much higher, and that it will be “business as usual” once volatility settles down.

Office Of The Comptroller Of The Currency Assesses $50 Million Civil Money Penalty And Terminates Consent Order Against Rabobank, N.A.

Date 07/02/2018

The Office of the Comptroller of the Currency (OCC) today announced a $50 million civil money penalty against Rabobank, N.A., of Roseville, California, for deficiencies in the bank’s Bank Secrecy Act (BSA) and anti-money laundering (AML) compliance program.

New York State Department of Financial Services Takes Action To Deter Fraud And Manipulation In Virtual Currency Markets - New Guidance Reminds Virtual Currency Companies, Including Those Holding A BitLicense Or A Money Transmitter License, To Implement Measures To Detect, Prevent And Respond To Fraud - DFS Also Reminds Virtual Currency Companies To Be Vigilant Against Market Manipulation

Date 07/02/2018

Financial Services Superintendent Maria T. Vullo today announced that the New York State Department of Financial Services (DFS) has issued guidance reminding all virtual currency entities licensed by New York State, including those that hold a money transmitter license, that they are required to implement measures designed to effectively detect, prevent, and respond to fraud, attempted fraud, and similar wrongdoing.  In addition, DFS reminded virtual currency companies that they must be especially vigilant against efforts at market manipulation.

CME Group Announces Record Open Interest And Options Volume On Feb. 6

Date 07/02/2018

- Record Open Interest of 129.5 Million Contracts
- Record Options Volume of 9.2 Million Contracts
- Record Equity Index Futures & Options Volume of 10.7 Million Contracts

US Department Of Justice: Thirty-Six Defendants Indicted For Alleged Roles In Transnational Criminal Organization Responsible For More Than $530 Million In Losses From Cybercrimes - Law Enforcement Dismantles Forum Used To Victimize Millions In All 50 States And Worldwide In One Of The Largest Cyberfraud Enterprises Ever Prosecuted By The Department Of Justice

Date 07/02/2018

A federal indictment was unsealed today charging 36 individuals for their alleged roles in the Infraud Organization, an Internet-based cybercriminal enterprise engaged in the large-scale acquisition, sale, and dissemination of stolen identities, compromised debit and credit cards, personally identifiable information, financial and banking information, computer malware, and other contraband.

OSC Announces Fintech Advisory Committee Members For 2018

Date 07/02/2018

TORONTO – The Ontario Securities Commission (OSC) today announced new members of its Fintech Advisory Committee (FAC), which advises OSC staff on developments and trends in the fintech space, as well as the unique challenges encountered by innovative businesses in the securities industry.

“This year’s FAC includes key players from a broad spectrum of the fintech community, ranging from innovation hubs to startups to financial institutions,” said Pat Chaukos, Deputy Director, OSC LaunchPad. “This committee plays a critical role in advising the OSC on meeting the novel demands of this rapidly growing space.”

Committee members are:

The FAC meets quarterly, with members serving one-year terms, and will be chaired by Pat Chaukos, who leads the LaunchPad initiative.

OSC LaunchPad (www.osclaunchpad.ca) is the first dedicated team by a securities regulator in Canada to provide direct support to eligible fintech businesses in navigating the regulatory requirements. OSC LaunchPad strives to keep regulation in step with digital innovation.

The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices and to foster fair and efficient capital markets and confidence in the capital markets. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at http://www.osc.gov.on.ca

Nadex Product Schedule For The Japan And China Holidays During The Week Of February 12, 2018

Date 07/02/2018

Due to the Japan Holiday on Monday, February 12, 2018, the Japan 225 contracts will have a modified trading schedule.  Additionally, due to the China Holidays on Thursday, February 15, and Friday, February 16, 2018, the China 50 contracts will have a modified trading schedule.  Please refer to the Holiday Product Schedule Guidelines for specific product trading hours.

Nasdaq To Move Global Headquarters To 4 Times Square

Date 07/02/2018

• The Company Signs 145,000 Square Foot Lease with The Durst Organization at 4 Times Square
• A new 10th floor, outdoor terrace will be created above the world-famous Nasdaq Tower overlooking Times Square

Borsa Italiana Monthly Update January 2018

Date 07/02/2018

Click here to download Borsa Italiana's monthly update.

SIX Swiss Exchange: Structured Products Market Report January 2018

Date 07/02/2018